Dual Registered · Small
Weekly Firm Rating standings for firms in this league.
Standings for the week of 2026-10-19
Based on advisors' public records as of Oct 19, 2026, weighted 70% advisor quality, 30% activity on AdvisorCheck. It is not a recommendation, not investment advice, and not a statement about competence, character, or the quality of any advice. It may not be used for employment, credit, insurance, or housing decisions.
How this is calculatedHow this ranking works.Firm Rating blends two things: how the firm's current advisors score on CrossCheck once firm history is set aside (Advisor Quality), and how actively the firm's advisors participate on AdvisorCheck (Engagement) — weighted 70% / 30%. A firm needs at least 3 scored advisors to appear on its league board, or at least 10 scored advisors to appear on the Overall board (the Overall list compares firms of very different sizes, so it uses a stronger statistical adjustment for small samples). This is not a recommendation and not investment advice.
| Rank | Firm | League · Size | Firm Rating | Advisor score | Trust | Engagement | Trend | Claim rate |
|---|---|---|---|---|---|---|---|---|
#124 of 173 | MORNINGSTAR INVESTMENT SERVICES LLC | Dual Registered · Small | 53.2 | 70.8 (28 advisors) | 78 | 12 | — | 0% |
#127 of 173 | WORTH FINANCIAL GROUP INC. | Dual Registered · Small | 53.1 | 70.6 (11 advisors) | 66 | 12 | — | 0% |
#127 of 173 | AURORA SECURITIES | Dual Registered · Small | 53.1 | 70.7 (22 advisors) | 78 | 12 | — | 0% |
#127 of 173 | T.S. PHILLIPS INVESTMENTS, INC. | Dual Registered · Small | 53.1 | 70.7 (14 advisors) | 71 | 12 | — | 0% |
#127 of 173 | AVALON WEALTH MANAGEMENT LLC | Dual Registered · Small | 53.1 | 70.7 (11 advisors) | 78 | 12 | — | 0% |
#131 of 173 | FIRST DALLAS SECURITIES INCORPORATED | Dual Registered · Small | 53.0 | 70.6 (16 advisors) | 68 | 12 | — | 0% |
#131 of 173 | DMK ADVISOR GROUP, INC. | Dual Registered · Small | 53.0 | 70.6 (35 advisors) | 64 | 12 | — | 0% |
#131 of 173 | MIDWESTERN SECURITIES TRADING COMPANY, LLC | Dual Registered · Small | 53.0 | 70.6 (46 advisors) | 74 | 12 | — | 0% |
#131 of 173 | STERLING CAPITAL DISTRIBUTORS, LLC | Dual Registered · Small | 53.0 | 70.6 (29 advisors) | 82 | 12 | — | 0% |
#135 of 173 | DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. | Dual Registered · Small | 52.9 | 70.5 (22 advisors) | 71 | 12 | — | 0% |
#135 of 173 | CROSSMARK DISTRIBUTORS, INC. | Dual Registered · Small | 52.9 | 70.4 (26 advisors) | 76 | 12 | — | 0% |
#135 of 173 | BERNARDI SECURITIES, INC. | Dual Registered · Small | 52.9 | 70.5 (22 advisors) | 74 | 12 | — | 0% |
#135 of 173 | TRANSAM SECURITIES, INC. | Dual Registered · Small | 52.9 | 70.4 (39 advisors) | 73 | 12 | — | 0% |
#135 of 173 | FIELDPOINT PRIVATE SECURITIES, LLC | Dual Registered · Small | 52.9 | 70.4 (35 advisors) | 70 | 12 | — | 0% |
#135 of 173 | EMPIRE ASSET MANAGEMENT COMPANY | Dual Registered · Small | 52.9 | 70.5 (26 advisors) | 69 | 12 | — | 0% |
#135 of 173 | ACORNS SECURITIES, LLC | Dual Registered · Small | 52.9 | 68.7 (21 advisors) | 79 | 16 | — | 5% |
#135 of 173 | UCAP SECURITIES LLC | Dual Registered · Small | 52.9 | 70.4 (16 advisors) | 80 | 12 | — | 0% |
#143 of 173 | AMERA SECURITIES LLC | Dual Registered · Small | 52.8 | 70.3 (10 advisors) | 70 | 12 | — | 0% |
#143 of 173 | THOMPSON DAVIS & CO., INC. | Dual Registered · Small | 52.8 | 70.3 (12 advisors) | 68 | 12 | — | 0% |
#145 of 173 | BRIGHTON SECURITIES CORP. | Dual Registered · Small | 52.7 | 70.2 (44 advisors) | 68 | 12 | — | 0% |
#145 of 173 | QUINT CAPITAL CORPORATION | Dual Registered · Small | 52.7 | 70.2 (14 advisors) | 75 | 12 | — | 0% |
#145 of 173 | ETICO PARTNERS, LLC | Dual Registered · Small | 52.7 | 70.2 (16 advisors) | 76 | 12 | — | 0% |
#145 of 173 | OCEAN FINANCIAL SERVICES, LLC | Dual Registered · Small | 52.7 | 70.2 (15 advisors) | 78 | 12 | — | 0% |
#149 of 173 | ST. GERMAIN SECURITIES, INC. | Dual Registered · Small | 52.6 | 70.0 (20 advisors) | 68 | 12 | — | 0% |
#150 of 173 | UNION CAPITAL COMPANY | Dual Registered · Small | 52.4 | 69.6 (23 advisors) | 72 | 12 | — | 0% |
