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Dual Registered · Mid-Size

Weekly Firm Rating standings for firms in this league.

Standings for the week of 2026-10-19

Based on advisors' public records as of Oct 19, 2026, weighted 70% advisor quality, 30% activity on AdvisorCheck. It is not a recommendation, not investment advice, and not a statement about competence, character, or the quality of any advice. It may not be used for employment, credit, insurance, or housing decisions.

How this is calculated

How this ranking works.Firm Rating blends two things: how the firm's current advisors score on CrossCheck once firm history is set aside (Advisor Quality), and how actively the firm's advisors participate on AdvisorCheck (Engagement) — weighted 70% / 30%. A firm needs at least 3 scored advisors to appear on its league board, or at least 10 scored advisors to appear on the Overall board (the Overall list compares firms of very different sizes, so it uses a stronger statistical adjustment for small samples). This is not a recommendation and not investment advice.

Firm Rating standings for this league, in ranked order.
RankFirmLeague · SizeFirm RatingAdvisor scoreTrustEngagementTrendClaim rate
#124

of 149

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLCDual Registered · Mid-Size52.670.0 (242 advisors)8412—0%
#124

of 149

SORRENTO PACIFIC FINANCIAL, LLCDual Registered · Mid-Size52.670.0 (68 advisors)7412—0%
#124

of 149

IMST DISTRIBUTORS, LLCDual Registered · Mid-Size52.670.0 (79 advisors)8012—0%
#129

of 149

LORD ABBETT DISTRIBUTOR LLCDual Registered · Mid-Size52.569.8 (249 advisors)8012—0%
#129

of 149

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIPDual Registered · Mid-Size52.569.9 (150 advisors)7312—0%
#131

of 149

STANCORP EQUITIES, INC.Dual Registered · Mid-Size52.469.8 (129 advisors)8112—0%
#131

of 149

ARETE WEALTH MANAGEMENT, LLCDual Registered · Mid-Size52.469.7 (186 advisors)7212—0%
#131

of 149

WELLINGTON SHIELDS & CO., LLCDual Registered · Mid-Size52.469.7 (60 advisors)6612—0%
#131

of 149

CONCORDE INVESTMENT SERVICES, LLCDual Registered · Mid-Size52.469.7 (123 advisors)6812—0%
#135

of 149

INVESTMENT PLACEMENT GROUPDual Registered · Mid-Size52.369.6 (52 advisors)7112—0%
#135

of 149

DAI SECURITIES, LLCDual Registered · Mid-Size52.369.6 (57 advisors)7012—0%
#137

of 149

COASTAL EQUITIES, INC.Dual Registered · Mid-Size52.269.5 (145 advisors)6412—0%
#138

of 149

BRINKER CAPITAL SECURITIES, LLCDual Registered · Mid-Size52.169.3 (117 advisors)8012—0%
#138

of 149

CITY NATIONAL SECURITIES, INC.Dual Registered · Mid-Size52.169.3 (174 advisors)7012—0%
#140

of 149

GILDER GAGNON HOWE & CO. LLCDual Registered · Mid-Size52.069.1 (62 advisors)7412—0%
#141

of 149

BOENNING & SCATTERGOOD, INC.Dual Registered · Mid-Size51.868.9 (83 advisors)6512—0%
#141

of 149

SECU BROKERAGE SERVICESDual Registered · Mid-Size51.868.8 (282 advisors)7712—0%
#143

of 149

AE FINANCIAL SERVICES, LLCDual Registered · Mid-Size51.668.5 (76 advisors)8012—0%
#144

of 149

CORECAP INVESTMENTS, LLCDual Registered · Mid-Size51.568.5 (120 advisors)6812—0%
#145

of 149

POPULAR SECURITIES, LLCDual Registered · Mid-Size50.767.3 (89 advisors)6212—0%
#146

of 149

SOFI SECURITIES LLCDual Registered · Mid-Size50.667.1 (97 advisors)8112—0%
#147

of 149

ALIGHT FINANCIAL SOLUTIONS, LLCDual Registered · Mid-Size50.366.7 (113 advisors)7112—0%
#148

of 149

NATIONWIDE PLANNING ASSOCIATES INC.Dual Registered · Mid-Size50.266.6 (79 advisors)6212—0%
#149

of 149

TRINITY WEALTH SECURITIES, L.L.C.Dual Registered · Mid-Size49.765.8 (78 advisors)7812—0%

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