Dual Registered · Mid-Size
Weekly Firm Rating standings for firms in this league.
Standings for the week of 2026-10-19
Based on advisors' public records as of Oct 19, 2026, weighted 70% advisor quality, 30% activity on AdvisorCheck. It is not a recommendation, not investment advice, and not a statement about competence, character, or the quality of any advice. It may not be used for employment, credit, insurance, or housing decisions.
How this is calculatedHow this ranking works.Firm Rating blends two things: how the firm's current advisors score on CrossCheck once firm history is set aside (Advisor Quality), and how actively the firm's advisors participate on AdvisorCheck (Engagement) — weighted 70% / 30%. A firm needs at least 3 scored advisors to appear on its league board, or at least 10 scored advisors to appear on the Overall board (the Overall list compares firms of very different sizes, so it uses a stronger statistical adjustment for small samples). This is not a recommendation and not investment advice.
| Rank | Firm | League · Size | Firm Rating | Advisor score | Trust | Engagement | Trend | Claim rate |
|---|---|---|---|---|---|---|---|---|
#99 of 149 | MMA SECURITIES LLC | Dual Registered · Mid-Size | 53.5 | 71.3 (151 advisors) | 73 | 12 | — | 0% |
#99 of 149 | ADVISORS ASSET MANAGEMENT, INC. | Dual Registered · Mid-Size | 53.5 | 71.3 (187 advisors) | 72 | 12 | — | 0% |
#99 of 149 | LION STREET FINANCIAL, LLC | Dual Registered · Mid-Size | 53.5 | 71.3 (261 advisors) | 74 | 12 | — | 0% |
#99 of 149 | SVB INVESTMENT SERVICES INC. | Dual Registered · Mid-Size | 53.5 | 71.3 (55 advisors) | 77 | 12 | — | 0% |
#105 of 149 | MADISON AVENUE SECURITIES, LLC | Dual Registered · Mid-Size | 53.4 | 71.1 (220 advisors) | 72 | 12 | — | 0% |
#105 of 149 | IBN FINANCIAL SERVICES, INC. | Dual Registered · Mid-Size | 53.4 | 71.1 (67 advisors) | 65 | 12 | — | 0% |
#107 of 149 | GARDEN STATE SECURITIES, INC. | Dual Registered · Mid-Size | 53.3 | 71.0 (56 advisors) | 60 | 12 | — | 0% |
#107 of 149 | FIRST HORIZON ADVISORS, INC. | Dual Registered · Mid-Size | 53.3 | 71.0 (189 advisors) | 72 | 12 | — | 0% |
#107 of 149 | RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC | Dual Registered · Mid-Size | 53.3 | 71.0 (114 advisors) | 76 | 12 | — | 0% |
#107 of 149 | LOMBARD SECURITIES INCORPORATED | Dual Registered · Mid-Size | 53.3 | 71.0 (64 advisors) | 66 | 12 | — | 0% |
#107 of 149 | KALOS CAPITAL, INC. | Dual Registered · Mid-Size | 53.3 | 71.0 (70 advisors) | 70 | 12 | — | 0% |
#107 of 149 | LARSON FINANCIAL SECURITIES, LLC | Dual Registered · Mid-Size | 53.3 | 71.1 (62 advisors) | 76 | 12 | — | 0% |
#113 of 149 | CNR SECURITIES, LLC | Dual Registered · Mid-Size | 53.2 | 70.8 (137 advisors) | 78 | 12 | — | 0% |
#113 of 149 | CABOT LODGE SECURITIES LLC | Dual Registered · Mid-Size | 53.2 | 70.8 (117 advisors) | 70 | 12 | — | 0% |
#115 of 149 | FEDERATED SECURITIES CORP. | Dual Registered · Mid-Size | 53.1 | 70.7 (236 advisors) | 80 | 12 | — | 0% |
#115 of 149 | VANDERBILT SECURITIES, LLC | Dual Registered · Mid-Size | 53.1 | 70.7 (221 advisors) | 68 | 12 | — | 0% |
#115 of 149 | ARVEST WEALTH MANAGEMENT | Dual Registered · Mid-Size | 53.1 | 70.7 (237 advisors) | 75 | 12 | — | 0% |
#115 of 149 | ESL INVESTMENT SERVICES, LLC | Dual Registered · Mid-Size | 53.1 | 70.7 (52 advisors) | 74 | 12 | — | 0% |
#119 of 149 | HENNION & WALSH, INC. | Dual Registered · Mid-Size | 52.9 | 70.4 (113 advisors) | 69 | 12 | — | 0% |
#120 of 149 | KINGSWOOD CAPITAL PARTNERS, LLC | Dual Registered · Mid-Size | 52.8 | 70.3 (139 advisors) | 76 | 12 | — | 0% |
#121 of 149 | COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. | Dual Registered · Mid-Size | 52.7 | 70.1 (306 advisors) | 81 | 12 | — | 0% |
#121 of 149 | INGALLS & SNYDER, LLC | Dual Registered · Mid-Size | 52.7 | 70.2 (67 advisors) | 69 | 12 | — | 0% |
#121 of 149 | J. ALDEN ASSOCIATES, INC. | Dual Registered · Mid-Size | 52.7 | 70.1 (95 advisors) | 74 | 12 | — | 0% |
#124 of 149 | B. RILEY WEALTH MANAGEMENT | Dual Registered · Mid-Size | 52.6 | 70.1 (256 advisors) | 63 | 12 | — | 0% |
#124 of 149 | MANNING & NAPIER INVESTOR SERVICES, INC. | Dual Registered · Mid-Size | 52.6 | 70.0 (89 advisors) | 80 | 12 | — | 0% |
