Dual Registered · Boutique
Weekly Firm Rating standings for firms in this league.
Standings for the week of 2026-10-19
Based on advisors' public records as of Oct 19, 2026, weighted 70% advisor quality, 30% activity on AdvisorCheck. It is not a recommendation, not investment advice, and not a statement about competence, character, or the quality of any advice. It may not be used for employment, credit, insurance, or housing decisions.
How this is calculatedHow this ranking works.Firm Rating blends two things: how the firm's current advisors score on CrossCheck once firm history is set aside (Advisor Quality), and how actively the firm's advisors participate on AdvisorCheck (Engagement) — weighted 70% / 30%. A firm needs at least 3 scored advisors to appear on its league board, or at least 10 scored advisors to appear on the Overall board (the Overall list compares firms of very different sizes, so it uses a stronger statistical adjustment for small samples). This is not a recommendation and not investment advice.
| Rank | Firm | League · Size | Firm Rating | Advisor score | Trust | Engagement | Trend | Claim rate |
|---|---|---|---|---|---|---|---|---|
#99 of 175 | SMH CAPITAL INVESTMENTS LLC | Dual Registered · Boutique | 54.0 | 72.0 (3 advisors) | 78 | 12 | — | 0% |
#99 of 175 | HUDSON HOUSING SECURITIES LLC | Dual Registered · Boutique | 54.0 | 72.0 (3 advisors) | 75 | 12 | — | 0% |
#99 of 175 | MAINLINE WEST MUNICIPAL SECURITIES LLC | Dual Registered · Boutique | 54.0 | 71.9 (6 advisors) | 86 | 12 | — | 0% |
#99 of 175 | PACIFIC POINT SECURITIES, LLC | Dual Registered · Boutique | 54.0 | 72.0 (4 advisors) | 85 | 12 | — | 0% |
#105 of 175 | FLORIDA ATLANTIC SECURITIES CORP. | Dual Registered · Boutique | 53.9 | 71.8 (5 advisors) | 78 | 12 | — | 0% |
#105 of 175 | ZERMATT SECURITIES LLC | Dual Registered · Boutique | 53.9 | 71.8 (3 advisors) | 80 | 12 | — | 0% |
#105 of 175 | PLANTE MORAN INSURANCE AGENCY | Dual Registered · Boutique | 53.9 | 71.9 (4 advisors) | 86 | 12 | — | 0% |
#105 of 175 | PALMETTO ADVISORY GROUP | Dual Registered · Boutique | 53.9 | 71.9 (7 advisors) | 84 | 12 | — | 0% |
#105 of 175 | EAGLES COAST CAPITAL, LLC | Dual Registered · Boutique | 53.9 | 71.8 (4 advisors) | 86 | 12 | — | 0% |
#110 of 175 | FIRST GEORGETOWN SECURITIES, INC. | Dual Registered · Boutique | 53.8 | 71.8 (4 advisors) | 73 | 12 | — | 0% |
#110 of 175 | PAPAMARKOU WELLNER & CO., INC. | Dual Registered · Boutique | 53.8 | 71.7 (6 advisors) | 79 | 12 | — | 0% |
#110 of 175 | HAMILTON CAVANAUGH & ASSOCIATES, INC. | Dual Registered · Boutique | 53.8 | 71.7 (6 advisors) | 84 | 12 | — | 0% |
#110 of 175 | PLEXUS FINANCIAL SERVICES, LLC | Dual Registered · Boutique | 53.8 | 71.8 (3 advisors) | 85 | 12 | — | 0% |
#110 of 175 | TORTOISEECOFIN SECURITIES, LLC | Dual Registered · Boutique | 53.8 | 71.8 (9 advisors) | 82 | 12 | — | 0% |
#110 of 175 | PORTER WHITE CAPITAL, LLC | Dual Registered · Boutique | 53.8 | 71.7 (4 advisors) | 86 | 12 | — | 0% |
#110 of 175 | FEDERATED INTERNATIONAL SECURITIES CORP. | Dual Registered · Boutique | 53.8 | 71.7 (7 advisors) | 85 | 12 | — | 0% |
#117 of 175 | BATES SECURITIES, INC. | Dual Registered · Boutique | 53.7 | 71.6 (5 advisors) | 84 | 12 | — | 0% |
#117 of 175 | WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC. | Dual Registered · Boutique | 53.7 | 71.6 (6 advisors) | 77 | 12 | — | 0% |
#117 of 175 | FUND INVESTORS, INC. | Dual Registered · Boutique | 53.7 | 71.6 (6 advisors) | 77 | 12 | — | 0% |
#117 of 175 | S.L. REED & COMPANY | Dual Registered · Boutique | 53.7 | 71.6 (9 advisors) | 82 | 12 | — | 0% |
#117 of 175 | ANCHOR BAY SECURITIES, LLC | Dual Registered · Boutique | 53.7 | 71.5 (5 advisors) | 83 | 12 | — | 0% |
#117 of 175 | VISION BROKERAGE SERVICES, LLC | Dual Registered · Boutique | 53.7 | 71.6 (4 advisors) | 78 | 12 | — | 0% |
#123 of 175 | HARGER AND COMPANY, INC. | Dual Registered · Boutique | 53.6 | 71.4 (6 advisors) | 72 | 12 | — | 0% |
#123 of 175 | WHITEHALL-PARKER SECURITIES, INC. | Dual Registered · Boutique | 53.6 | 71.5 (8 advisors) | 71 | 12 | — | 0% |
#123 of 175 | STURDIVANT & CO. INC | Dual Registered · Boutique | 53.6 | 71.4 (8 advisors) | 75 | 12 | — | 0% |
