Top Financial Advisors in Thousand Oaks, California
Finding the right financial advisor in Thousand Oaks is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Thousand Oaks, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Thousand Oaks, CA.
Find the Best Financial Advisor Firms in Thousand Oaks:
DE GROOTE FINANCIAL GROUP, LLC
CRD#: 168178
Address: 3013 Willow Lane, Thousand Oaks, CA 91361
Clients: 157
Average Clients per Advisor: 78
AUM: $ 583M
HILLCREST FINANCIAL GROUP
CRD#: 317862
Address: 515 Marin Street Suite 406, Thousand Oaks, CA 91360
Clients: 190
Average Clients per Advisor: 63
AUM: $ 369M
MFA WEALTH SERVICES
CRD#: 169013
Address: 100 E. Thousand Oaks Blvd. #258, Thousand Oaks, CA 91360
Clients: 128
Average Clients per Advisor: 42
AUM: $ 191M
PROFESSIONAL PLANNING
CRD#: 109561
Address: 100 East Thousand Oaks Blvd, #150, Thousand Oaks, CA 91360
Clients: 313
Average Clients per Advisor: 62
AUM: $ 187M
WINTERS FINANCIAL GROUP, INC.
CRD#: 309549
Address: 100 E. Thousand Oaks Blvd. Suite 101, Thousand Oaks, CA 91360
Clients: 189
Average Clients per Advisor: 94
AUM: $ 168M
GOYETTE FINANCIAL PLANNING, INC
CRD#: 133566
Address: 25 W Rolling Oaks Drive Suite 111, Thousand Oaks, CA 91361
Clients: 7
Average Clients per Advisor: 7
AUM: $ 127M
How We Chose the Top Financial Advisors in Thousand Oaks, California
To create this list of top financial advisor firms in Thousand Oaks, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Thousand Oaks has to offer.
Search Financial Advisors in Thousand Oaks, California
Karen Ann Roberts
Registered Affiliation(s):EDWARD JONES
John S. Buchanan
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Evan D Rothstein
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Ivan Chun-him Kan
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Michael David Price
Registered Affiliation(s):EDWARD JONES
Timothy Grady Mcnutt
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Peter Dominic Demartino
Registered Affiliation(s):RETIREMENT PLANNERS OF AMERICA
Arielle Louise Bittoni
Registered Affiliation(s):REFRESH INVESTMENTS
Amit S Shah
Registered Affiliation(s):EDWARD JONES
Richard Hiram Lee
Registered Affiliation(s):FIDELITY PERSONAL AND WORKPLACE ADVISORS
Renee Provencher Capellaro
Registered Affiliation(s):MORGAN STANLEY
Melanie Carol Tanaka
Registered Affiliation(s):LEGACY FINANCIAL GROUP
Jeffrey Alan Harwood
Registered Affiliation(s):VENTURA ADVISORS
Paul Joseph Leach
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Rachel Ann Vivian
Registered Affiliation(s):MARINER WEALTH ADVISORS
John Bernard Kearney
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Kara Sue Boccella
Registered Affiliation(s):CAMDEN CAPITAL, LLC
Monica Umana Gomez
Registered Affiliation(s):J.P. MORGAN SECURITIES LLC
Johnny Chu-hyon Pak
Registered Affiliation(s):OTIUM ADVISORY GROUP, LLC
Patrick S Whalen
Registered Affiliation(s):WHALEN FINANCIAL PLANNING
David Allen Dewolf
Registered Affiliation(s):QUANTUM FINANCIAL ADVISORS, LLC
John Attard
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Armen Arzumanyan
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Chinh Shan Lai
Registered Affiliation(s):STRATEGIC ADVISERS LLC
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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