Top Financial Advisors in Thousand Oaks, California
Finding the right financial advisor in Thousand Oaks is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Thousand Oaks, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Thousand Oaks, CA.
Find the Best Financial Advisor Firms in Thousand Oaks:
DE GROOTE FINANCIAL GROUP, LLC
CRD#: 168178
Address: 3013 Willow Lane, Thousand Oaks, CA 91361
Clients: 157
Average Clients per Advisor: 78
AUM: $ 583M
HILLCREST FINANCIAL GROUP
CRD#: 317862
Address: 515 Marin Street Suite 406, Thousand Oaks, CA 91360
Clients: 190
Average Clients per Advisor: 63
AUM: $ 369M
MFA WEALTH SERVICES
CRD#: 169013
Address: 100 E. Thousand Oaks Blvd. #258, Thousand Oaks, CA 91360
Clients: 128
Average Clients per Advisor: 42
AUM: $ 191M
PROFESSIONAL PLANNING
CRD#: 109561
Address: 100 East Thousand Oaks Blvd, #150, Thousand Oaks, CA 91360
Clients: 313
Average Clients per Advisor: 62
AUM: $ 187M
WINTERS FINANCIAL GROUP, INC.
CRD#: 309549
Address: 100 E. Thousand Oaks Blvd. Suite 101, Thousand Oaks, CA 91360
Clients: 189
Average Clients per Advisor: 94
AUM: $ 168M
GOYETTE FINANCIAL PLANNING, INC
CRD#: 133566
Address: 25 W Rolling Oaks Drive Suite 111, Thousand Oaks, CA 91361
Clients: 7
Average Clients per Advisor: 7
AUM: $ 127M
How We Chose the Top Financial Advisors in Thousand Oaks, California
To create this list of top financial advisor firms in Thousand Oaks, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Thousand Oaks has to offer.
Search Financial Advisors in Thousand Oaks, California
Anne Frances Norwood
Registered Affiliation(s):ROCKEFELLER FINANCIAL LLC
Terrel John Martin
Registered Affiliation(s):CETERA ADVISOR NETWORKS LLC
Gregory Fred Wendt
Registered Affiliation(s):STAKEHOLDERS CAPITAL
Thomas Giardino
Registered Affiliation(s):3EDGE ASSET MANAGEMENT, LP
Craig Eugene Weston
Registered Affiliation(s):L & S ADVISORS, INC
Timothy Judson Demshki
Registered Affiliation(s):GENTER CAPITAL MANAGEMENT
Alex Nmn Shahidi
Registered Affiliation(s):MAI CAPITAL MANAGEMENT, LLC
Kamerie Joy Larsen
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Michael David Goodman
Registered Affiliation(s):MORGAN STANLEY
Katherine M Murphy
Registered Affiliation(s):MORGAN STANLEY
Francisco Antonio Galan
Registered Affiliation(s):TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Eleanor Mar
Registered Affiliation(s):CITIGROUP GLOBAL MARKETS INC.
John David Caffrey
Registered Affiliation(s):MIRACLE MILE ADVISORS, LLC
John Jimenez
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Valerie Najarian
Registered Affiliation(s):J.P. MORGAN SECURITIES LLC
Judith I Cox
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
John Charles Frey
Registered Affiliation(s):KAYNE ANDERSON CAPITAL ADVISORS LP
Victoria Regina Unger
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Lisa Jaime Masters
Registered Affiliation(s):J.P. MORGAN SECURITIES LLC
Susan H Tout
Registered Affiliation(s):MORGAN STANLEY
Peter Christopher Scholze
Registered Affiliation(s):ALLIANCEBERNSTEIN L.P.
Kristin C Hart
Registered Affiliation(s):J.P. MORGAN SECURITIES LLC
Steven Anthony Tornicelli
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Joseph Cornelius Godsey III
Registered Affiliation(s):MML INVESTORS SERVICES, LLC
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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