Top Financial Advisors in Thousand Oaks, California
Finding the right financial advisor in Thousand Oaks is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Thousand Oaks, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Thousand Oaks, CA.
Find the Best Financial Advisor Firms in Thousand Oaks:
DE GROOTE FINANCIAL GROUP, LLC
CRD#: 168178
Address: 3013 Willow Lane, Thousand Oaks, CA 91361
Clients: 157
Average Clients per Advisor: 78
AUM: $ 583M
HILLCREST FINANCIAL GROUP
CRD#: 317862
Address: 515 Marin Street Suite 406, Thousand Oaks, CA 91360
Clients: 190
Average Clients per Advisor: 63
AUM: $ 369M
MFA WEALTH SERVICES
CRD#: 169013
Address: 100 E. Thousand Oaks Blvd. #258, Thousand Oaks, CA 91360
Clients: 128
Average Clients per Advisor: 42
AUM: $ 191M
PROFESSIONAL PLANNING
CRD#: 109561
Address: 100 East Thousand Oaks Blvd, #150, Thousand Oaks, CA 91360
Clients: 313
Average Clients per Advisor: 62
AUM: $ 187M
WINTERS FINANCIAL GROUP, INC.
CRD#: 309549
Address: 100 E. Thousand Oaks Blvd. Suite 101, Thousand Oaks, CA 91360
Clients: 189
Average Clients per Advisor: 94
AUM: $ 168M
GOYETTE FINANCIAL PLANNING, INC
CRD#: 133566
Address: 25 W Rolling Oaks Drive Suite 111, Thousand Oaks, CA 91361
Clients: 7
Average Clients per Advisor: 7
AUM: $ 127M
How We Chose the Top Financial Advisors in Thousand Oaks, California
To create this list of top financial advisor firms in Thousand Oaks, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Thousand Oaks has to offer.
Search Financial Advisors in Thousand Oaks, California
Dorothy C Litos
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Irma Deluna
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Dana Nicole Aude
Registered Affiliation(s):SEIA
Jason Hyung Pai
Registered Affiliation(s):J.P. MORGAN SECURITIES LLC
Thomas Charles Dunn
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Christopher Jay Clarkson
Registered Affiliation(s):ALLIANCEBERNSTEIN L.P.
Christopher Lee Ainsworth
Registered Affiliation(s):DEUTSCHE BANK SECURITIES INC.
Jasmine Olivia Turner
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Jon C Merritt
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Devon Jerome Baranski
Registered Affiliation(s):MORGAN STANLEY
Desiree Ruth Hoffman
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Michael Ildo Chung
Registered Affiliation(s):RBC CAPITAL MARKETS, LLC
Richard Walter Moon
Registered Affiliation(s):AVANTAX ADVISORY SERVICES
Yvette Zepeda
Registered Affiliation(s):WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Jon Vernon Jaquette
Registered Affiliation(s):MORGAN STANLEY
Matthew Eric Ruderman
Registered Affiliation(s):MORGAN STANLEY
Michelle Dawn Flam
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Edward Seong Wook Shim
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Nicholas Anthony Lentini
Registered Affiliation(s):CONTINUUM ADVISORY, LLC
Steve John Warriner
Registered Affiliation(s):LPL FINANCIAL LLC
Darlene Pachot
Registered Affiliation(s):VOYA FINANCIAL ADVISORS, INC.
Ashita Khosla Johnson
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Diane Sharon Castellon
Registered Affiliation(s):CETERA ADVISOR NETWORKS LLC
John Jeffrey Yoshida
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
Subscribe to our newsletter
Get the latest on finding, evaluating, and working with financial advisors; delivered right to your inbox.
