Top Financial Advisors in Saratoga Springs, New York
Finding the right financial advisor in Saratoga Springs is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Saratoga Springs, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Saratoga Springs, NY.
Find the Best Financial Advisor Firms in Saratoga Springs:
SHADE TREE ADVISORS LLC
CRD#: 289905
Address: 268 Broadway Suite 101, Saratoga Springs, NY 12866
AUM: $ 619M
MINICHMACGREGOR WEALTH MANAGEMENT, LLC
CRD#: 151237
Address: 21 Congress Street Suite 203, Saratoga Springs, NY 12866
Clients: 655
Average Clients per Advisor: 93
AUM: $ 406M
CRESCENT HILL PARTNERS LLC
CRD#: 166276
Address: 40 Long Alley, Saratoga Springs, NY 12866
Clients: 191
Average Clients per Advisor: 191
AUM: $ 254M
CONTINUUM WEALTH ADVISORS, LLC
CRD#: 152895
Address: 18 Division St. Suite 207b, Saratoga Springs, NY 12866
Clients: 233
Average Clients per Advisor: 58
AUM: $ 169M
VAHANIAN & ASSOCIATES FINANCIAL PLANNING INC
CRD#: 108183
Address: 60 Railroad Pl Ste 104, Saratoga Springs, NY 12866
Clients: 118
Average Clients per Advisor: 39
AUM: $ 167M
COLLEY ASSET MANAGEMENT, INC.
CRD#: 111837
Address: 358 Broadway Suite 204, Saratoga Springs, NY 12866
Clients: 261
Average Clients per Advisor: 261
AUM: $ 154M
How We Chose the Top Financial Advisors in Saratoga Springs, New York
To create this list of top financial advisor firms in Saratoga Springs, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Saratoga Springs has to offer.
Search Financial Advisors in Saratoga Springs, New York
John V Gjergji
Registered Affiliation(s):NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Shaun W Hampston
Registered Affiliation(s):NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Connor V Morelli
Registered Affiliation(s):NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Daniel George Piazza
Registered Affiliation(s):GRAYPOINT LLC
Susan M Reese
Registered Affiliation(s):GRAYPOINT LLC
Timothy Bruce Distefano
Registered Affiliation(s):RBC CAPITAL MARKETS, LLC
Christina K Boehler
Registered Affiliation(s):PURSHE KAPLAN STERLING INVESTMENTS
James Andrew Hodson
Registered Affiliation(s):C. L. KING & ASSOCIATES, INC.
Albert Fendig Shelander
Registered Affiliation(s):EUDAIMONIA PARTNERS, LLC
Linda Ann Kocher
Registered Affiliation(s):PURSHE KAPLAN STERLING INVESTMENTS
Bettie Joyce Cappleman
Registered Affiliation(s):THRIVENT INVESTMENT MANAGEMENT INC.
Richard James Gimon
Registered Affiliation(s):C. L. KING & ASSOCIATES, INC.
Peter David Kvam
Registered Affiliation(s):PURSHE KAPLAN STERLING INVESTMENTS
Robert Albert Benton
Registered Affiliation(s):C. L. KING & ASSOCIATES, INC.
Kurt Micheal Haugen
Registered Affiliation(s):THRIVENT ADVISOR NETWORK, LLC
Nathan Vincent Knoll
Registered Affiliation(s):THRIVENT ADVISOR NETWORK, LLC
Margaret Eileen Pennisi
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
James Joseph Kennedy
Registered Affiliation(s):PKS ADVISORY SERVICES, LLC
John Anthony Esposito
Registered Affiliation(s):PFS INVESTMENTS INC.
Anthony Adam Dipace
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Michael Duane Lafleche
Registered Affiliation(s):LPL FINANCIAL LLC
Douglas E Moynihan
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Tyler Richard Cinelli
Registered Affiliation(s):WILLIAMS FINANCIAL, LLC
William T. Winsman
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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