Top Financial Advisors in Saratoga Springs, New York
Finding the right financial advisor in Saratoga Springs is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Saratoga Springs, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Saratoga Springs, NY.
Find the Best Financial Advisor Firms in Saratoga Springs:
SHADE TREE ADVISORS LLC
CRD#: 289905
Address: 268 Broadway Suite 101, Saratoga Springs, NY 12866
AUM: $ 619M
MINICHMACGREGOR WEALTH MANAGEMENT, LLC
CRD#: 151237
Address: 21 Congress Street Suite 203, Saratoga Springs, NY 12866
Clients: 655
Average Clients per Advisor: 93
AUM: $ 406M
CRESCENT HILL PARTNERS LLC
CRD#: 166276
Address: 40 Long Alley, Saratoga Springs, NY 12866
Clients: 191
Average Clients per Advisor: 191
AUM: $ 254M
CONTINUUM WEALTH ADVISORS, LLC
CRD#: 152895
Address: 18 Division St. Suite 207b, Saratoga Springs, NY 12866
Clients: 233
Average Clients per Advisor: 58
AUM: $ 169M
VAHANIAN & ASSOCIATES FINANCIAL PLANNING INC
CRD#: 108183
Address: 60 Railroad Pl Ste 104, Saratoga Springs, NY 12866
Clients: 118
Average Clients per Advisor: 39
AUM: $ 167M
COLLEY ASSET MANAGEMENT, INC.
CRD#: 111837
Address: 358 Broadway Suite 204, Saratoga Springs, NY 12866
Clients: 261
Average Clients per Advisor: 261
AUM: $ 154M
How We Chose the Top Financial Advisors in Saratoga Springs, New York
To create this list of top financial advisor firms in Saratoga Springs, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Saratoga Springs has to offer.
Search Financial Advisors in Saratoga Springs, New York
Steven Bernard Bouchey
Registered Affiliation(s):BOUCHEY FINANCIAL GROUP LTD
Jodi Felice Sherman
Registered Affiliation(s):KEY INVESTMENT SERVICES LLC
Timothy Louis Buff
Registered Affiliation(s):NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Christopher Joseph Cassidy
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
David Charles Morrison
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Jennifer Phillippe Ludwig
Registered Affiliation(s):RBC CAPITAL MARKETS, LLC
Debra Lee Schnepp
Registered Affiliation(s):PURSHE KAPLAN STERLING INVESTMENTS
Martin Craig Berloff
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Jamie Christopher French
Registered Affiliation(s):THRIVENT ADVISOR NETWORK, LLC
James Raymond Mcdonald
Registered Affiliation(s):EXCEL SECURITIES & ASSOCIATES, INC.
Mark William Thomas
Registered Affiliation(s):EQUITY SERVICES, INC.
Matthew Lutton Beebe
Registered Affiliation(s):EQUITABLE ADVISORS, LLC
Walter Peter Klisiwecz
Registered Affiliation(s):LPL FINANCIAL LLC
Derek E Nolan
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Luke Kemmett Schneider
Registered Affiliation(s):THRIVENT ADVISOR NETWORK, LLC
Catherine Alice Harris
Registered Affiliation(s):CETERA INVESTMENT ADVISERS LLC
Brian Conan Cuneo
Registered Affiliation(s):ROCKEFELLER FINANCIAL LLC
John Edward Carl
Registered Affiliation(s):JANNEY MONTGOMERY SCOTT LLC
Mark Gordon Ripley
Registered Affiliation(s):LPL FINANCIAL LLC
Nuala E Blanchard
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Erick Lief Richardson
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Christine Elizabeth Ormsbee
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Frank Vee Finch
Registered Affiliation(s):TSA MANAGEMENT INC
Kevin Newman
Registered Affiliation(s):OSAIC WEALTH, INC.
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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