Top Financial Advisors in Santa Rosa, California
Finding the right financial advisor in Santa Rosa is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Santa Rosa, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Santa Rosa, CA.
Find the Best Financial Advisor Firms in Santa Rosa:
TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC
CRD#: 294019
Address: 917 Mendocino Ave, Santa Rosa, CA 95401
Clients: 175
Average Clients per Advisor: 43
AUM: $ 452M
ALJIAN CAPITAL MANAGEMENT
CRD#: 167381
Address: 3550 Round Barn Blvd. Suite 208, Santa Rosa, CA 95403
Clients: 278
Average Clients per Advisor: 92
AUM: $ 332M
JDH WEALTH MANAGEMENT, LLC
CRD#: 112474
Address: 181 Concourse Boulevard Suite A, Santa Rosa, CA 95403
Clients: 29
Average Clients per Advisor: 29
AUM: $ 286M
ZRC WEALTH MANAGEMENT, LLC
CRD#: 123971
Address: 3562 Round Barn Cir Suite 300, Santa Rosa, CA 95403
Clients: 118
Average Clients per Advisor: 29
AUM: $ 271M
DTS GROUP LLC
CRD#: 138687
Address: Santa Rosa, CA
AUM: $ 161M
MONTGOMERY TAYLOR WEALTH MANAGEMENT
CRD#: 121987
Address: 2880 Cleveland Avenue, Suite 2, Santa Rosa, CA 95403
Clients: 215
Average Clients per Advisor: 71
AUM: $ 121M
How We Chose the Top Financial Advisors in Santa Rosa, California
To create this list of top financial advisor firms in Santa Rosa, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Santa Rosa has to offer.
Search Financial Advisors in Santa Rosa, California
Qui Hoa Hua
Registered Affiliation(s):J.P. MORGAN SECURITIES LLC
Tomoko Koyama
Registered Affiliation(s):J.P. MORGAN SECURITIES LLC
Matthew James Schafer
Registered Affiliation(s):SEQUOIA WEALTH MANAGEMENT GROUP
Brandon James Grundy
Registered Affiliation(s):RIDGEVIEW FINANCIAL PLANNING
Rawson Smith Gulick
Registered Affiliation(s):WILLOW CREEK WEALTH MANAGEMENT, INC.
James Clayton Lee
Registered Affiliation(s):WESTERN INTERNATIONAL SECURITIES, INC.
Thelia Ann Wade
Registered Affiliation(s):BUCKINGHAM STRATEGIC WEALTH, LLC
David Lau
Registered Affiliation(s):CONSOLIDATED PORTFOLIO REVIEW CORP
Walter Michael Fiscus
Registered Affiliation(s):STATE FARM VP MANAGEMENT CORP.
Todd Arthur Gomes
Gregory Arthur Beyer
Registered Affiliation(s):FARMERS FINANCIAL SOLUTIONS, LLC
Daniel Montese Brown
Registered Affiliation(s):MILES BROWN ASSET MANAGEMENT
Todd Victor Vandenburg
Registered Affiliation(s):VANDENBURG CAPITAL MANAGEMENT
Cathy Anne Pasut
Registered Affiliation(s):STATE FARM INVESTMENT MANAGEMENT CORP.
Milton Rafael Balbuena
Registered Affiliation(s):BLUE HALL CAPITAL
Walter Chiang Li
Registered Affiliation(s):STATE FARM VP MANAGEMENT CORP.
Kristopher Michael Mcardle
Registered Affiliation(s):STATE FARM VP MANAGEMENT CORP.
Denny Elijah Ki Won Yu
Registered Affiliation(s):FARMERS FINANCIAL SOLUTIONS, LLC
Michaela Joan Barker
Registered Affiliation(s):RAYMOND JAMES FINANCIAL SERVICES, INC.
Paul Alp Demil
Registered Affiliation(s):FARMERS FINANCIAL SOLUTIONS, LLC
Tomas Juhan Velken
Registered Affiliation(s):WHITEHALL-PARKER SECURITIES, INC.
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
Subscribe to our newsletter
Get the latest on finding, evaluating, and working with financial advisors; delivered right to your inbox.
