Top Financial Advisors in Santa Rosa, California
Finding the right financial advisor in Santa Rosa is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Santa Rosa, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Santa Rosa, CA.
Find the Best Financial Advisor Firms in Santa Rosa:
TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC
CRD#: 294019
Address: 917 Mendocino Ave, Santa Rosa, CA 95401
Clients: 175
Average Clients per Advisor: 43
AUM: $ 452M
ALJIAN CAPITAL MANAGEMENT
CRD#: 167381
Address: 3550 Round Barn Blvd. Suite 208, Santa Rosa, CA 95403
Clients: 278
Average Clients per Advisor: 92
AUM: $ 332M
JDH WEALTH MANAGEMENT, LLC
CRD#: 112474
Address: 181 Concourse Boulevard Suite A, Santa Rosa, CA 95403
Clients: 29
Average Clients per Advisor: 29
AUM: $ 286M
ZRC WEALTH MANAGEMENT, LLC
CRD#: 123971
Address: 3562 Round Barn Cir Suite 300, Santa Rosa, CA 95403
Clients: 118
Average Clients per Advisor: 29
AUM: $ 271M
DTS GROUP LLC
CRD#: 138687
Address: Santa Rosa, CA
AUM: $ 161M
MONTGOMERY TAYLOR WEALTH MANAGEMENT
CRD#: 121987
Address: 2880 Cleveland Avenue, Suite 2, Santa Rosa, CA 95403
Clients: 215
Average Clients per Advisor: 71
AUM: $ 121M
How We Chose the Top Financial Advisors in Santa Rosa, California
To create this list of top financial advisor firms in Santa Rosa, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Santa Rosa has to offer.
Search Financial Advisors in Santa Rosa, California
Joseph K Stern
Registered Affiliation(s):ENSO WEALTH MANAGEMENT, LLC
Steven James Lambert
Geoffrey Ameen Hakim
Registered Affiliation(s):MCM WEALTH
Conor Michael Sheridan
Registered Affiliation(s):SHERIDAN CAPITAL MANAGEMENT, LLC
Pamela A Soekland
Registered Affiliation(s):MORGAN STANLEY
William Stephen Murray
Registered Affiliation(s):HBW ADVISORY SERVICES LLC
Lauren Ann Patterson
Registered Affiliation(s):LPL FINANCIAL LLC
Hugh B Phillips
Registered Affiliation(s):ALLWORTH FINANCIAL, L.P.
Beverly Jean Graham
Registered Affiliation(s):FSC SECURITIES CORPORATION
Richard Carl Bonk
Registered Affiliation(s):CAMBRIDGE INVESTMENT RESEARCH, INC.
Kimberly Lynn Rico
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Elydia Miller
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Brian Jeffery Breen
Registered Affiliation(s):BREEN WEALTH MANAGEMENT, LLC
Thomas Brian Davis
Registered Affiliation(s):LPL FINANCIAL LLC
Dianne Francine Jones
Registered Affiliation(s):LPL FINANCIAL LLC
Thomas Joseph Curtin
Registered Affiliation(s):MCCLURG CAPITAL CORPORATION
M Gregory Smith
Registered Affiliation(s):ANNADEL CAPITAL
Matthew Ryan Hoskins
Registered Affiliation(s):SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.
Tanya Koreen Steinhofer
Registered Affiliation(s):REDWOOD GROVE WEALTH MANAGEMENT
Andrew Felix Rappolt
Registered Affiliation(s):ATLAS PRIVATE WEALTH ADVISORS
Kevin Thomas Earl Mcpherson
Registered Affiliation(s):FIDELITY DISTRIBUTORS COMPANY LLC
Steven Macnear
Registered Affiliation(s):NEXT FINANCIAL GROUP, INC.
Andrew Joseph Schexnaydre
Registered Affiliation(s):LPL FINANCIAL LLC
Robert Domonicke Williams
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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