Top Financial Advisors in Santa Rosa, California
Finding the right financial advisor in Santa Rosa is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Santa Rosa, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Santa Rosa, CA.
Find the Best Financial Advisor Firms in Santa Rosa:
TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC
CRD#: 294019
Address: 917 Mendocino Ave, Santa Rosa, CA 95401
Clients: 175
Average Clients per Advisor: 43
AUM: $ 452M
ALJIAN CAPITAL MANAGEMENT
CRD#: 167381
Address: 3550 Round Barn Blvd. Suite 208, Santa Rosa, CA 95403
Clients: 278
Average Clients per Advisor: 92
AUM: $ 332M
JDH WEALTH MANAGEMENT, LLC
CRD#: 112474
Address: 181 Concourse Boulevard Suite A, Santa Rosa, CA 95403
Clients: 29
Average Clients per Advisor: 29
AUM: $ 286M
ZRC WEALTH MANAGEMENT, LLC
CRD#: 123971
Address: 3562 Round Barn Cir Suite 300, Santa Rosa, CA 95403
Clients: 118
Average Clients per Advisor: 29
AUM: $ 271M
DTS GROUP LLC
CRD#: 138687
Address: Santa Rosa, CA
AUM: $ 161M
MONTGOMERY TAYLOR WEALTH MANAGEMENT
CRD#: 121987
Address: 2880 Cleveland Avenue, Suite 2, Santa Rosa, CA 95403
Clients: 215
Average Clients per Advisor: 71
AUM: $ 121M
How We Chose the Top Financial Advisors in Santa Rosa, California
To create this list of top financial advisor firms in Santa Rosa, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Santa Rosa has to offer.
Search Financial Advisors in Santa Rosa, California
Tracy Pearson Schmuhl
Registered Affiliation(s):CHARLES SCHWAB & CO., INC.
Lianne S Sussman
Registered Affiliation(s):MORGAN STANLEY
Ronnie F Fuiava
Registered Affiliation(s):MORGAN STANLEY
Melina Marie Sansi
Registered Affiliation(s):CALDWELL SUTTER CAPITAL, INC.
Eden Gwynne Williams
Registered Affiliation(s):MORGAN STANLEY
Katherine Louise Crim
Registered Affiliation(s):STATE FARM INVESTMENT MANAGEMENT CORP.
Eric Dixon Loaiza
Registered Affiliation(s):USA FINANCIAL SECURITIES CORPORATION
Kathleen Fisher
Registered Affiliation(s):J.P. MORGAN SECURITIES LLC
Kenneth Grant Winans
Registered Affiliation(s):WINANS INVESTMENTS
Glen Sherman Calkins
Gregory Dean Soulsburg
Registered Affiliation(s):MML INVESTORS SERVICES, LLC
Melinda Ann Fishel
Registered Affiliation(s):RAYMOND JAMES & ASSOCIATES, INC.
Bruce Allan Frankel
Registered Affiliation(s):PARALLEL ADVISORS, LLC
Cynthia Lynn Voth
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Melanie Elizabeth Whitehead
Registered Affiliation(s):OSAIC WEALTH, INC.
Mark Z. North
Registered Affiliation(s):MORGAN STANLEY
Richard Peter Jacobson
Registered Affiliation(s):UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Christopher Clarke Gilmor
Registered Affiliation(s):MCM WEALTH
Richard Wayne Roman
Registered Affiliation(s):MML INVESTORS SERVICES, LLC
Evan Lyle Hershey
Registered Affiliation(s):NBC SECURITIES, INC.
David Allen Wasson
Registered Affiliation(s):BROOKSTONE CAPITAL MANAGEMENT LLC
Jon Paul Sims
Registered Affiliation(s):ALLSTATE FINANCIAL SERVICES, LLC
Michael Patrick Dolan
Registered Affiliation(s):CHARLES SCHWAB & CO., INC.
David Alan Doshier
Registered Affiliation(s):CANTELLA & CO., INC.
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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