Top Financial Advisors in Santa Monica, California
Finding the right financial advisor in Santa Monica is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Santa Monica, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Santa Monica, CA.
Find the Best Financial Advisor Firms in Santa Monica:
ABACUS WEALTH PARTNERS
CRD#: 128590
Address: 429 Santa Monica Blvd. Suite 500, Santa Monica, CA 90401
Clients: 1,029
Average Clients per Advisor: 28
AUM: $ 2.8B
ANGELES WEALTH MANAGEMENT, LLC
CRD#: 159952
Address: 429 Santa Monica Blvd Suite 650, Santa Monica, CA 90401
AUM: $ 1.2B
ALIGN IMPACT, LLC
CRD#: 176516
Address: 429 Santa Monica Blvd #500, Santa Monica, CA 90401
AUM: $ 512M
WESTSIDE INVESTMENT MANAGEMENT, LLC
CRD#: 154522
Address: 2444 Wilshire Blvd Suite 303, Santa Monica, CA 90403
Clients: 380
Average Clients per Advisor: 47
AUM: $ 512M
FIVE OCEANS ADVISORS
CRD#: 308377
Address: Santa Monica, CA
Clients: 87
Average Clients per Advisor: 21
AUM: $ 499M
VICTUS CAPITAL WEALTH
CRD#: 154899
Address: 1327 Ocean Avenue Suite K, Santa Monica, CA 90401
Clients: 82
Average Clients per Advisor: 20
AUM: $ 198M
How We Chose the Top Financial Advisors in Santa Monica, California
To create this list of top financial advisor firms in Santa Monica, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Santa Monica has to offer.
Search Financial Advisors in Santa Monica, California
Mark Edward Schulten
Registered Affiliation(s):WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Chris Charles Dumford
Registered Affiliation(s):LPL FINANCIAL LLC
James Allen Christiansen
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
James Jeffrey Winklhofer
Registered Affiliation(s):RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Geoffrey Scott King
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Steven John Domokos
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
John Mark Frederich
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Han Ming Lin
Registered Affiliation(s):MORGAN STANLEY
Roberta Bautista Armijo
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Christopher Jerome Cataldi
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Robert Scott Marmor
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Gary R Davis
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Edward Morio Kawahara
Registered Affiliation(s):MORGAN STANLEY
Anthony John Nahra
Registered Affiliation(s):THE STERLING GROUP
Richard Howard Koff
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Robert James Lord
Registered Affiliation(s):MORGAN STANLEY
Cheri Lynn Chastain Gregg
Registered Affiliation(s):MORGAN STANLEY
Julianne Cruz
Registered Affiliation(s):RETIREMENT PLANNERS OF AMERICA
Geoffrey Scott Shrager
Registered Affiliation(s):MORGAN STANLEY
Margaret Meek Sheldon
Registered Affiliation(s):LPL FINANCIAL LLC
Dan Michael Gallagher
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Victoria Lynne Black
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Reza Zafari
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
David Louis Harris
Registered Affiliation(s):HARRIS & ASSOCIATES
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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