Top Financial Advisors in Santa Barbara, California
Finding the right financial advisor in Santa Barbara is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Santa Barbara, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Santa Barbara, CA.
Find the Best Financial Advisor Firms in Santa Barbara:
PENSIONMARK FINANCIAL GROUP, LLC
CRD#: 208512
Address: 24 E. Cota Street Suite 200, Santa Barbara, CA 93101
Clients: 3,311
Average Clients per Advisor: 25
AUM: $ 26.6B
EL CAPITAN ADVISORS
CRD#: 290340
Address: 1900 State Street Suite J, Santa Barbara, CA 93101
AUM: $ 7.4B
MISSION WEALTH MANAGEMENT, LP
CRD#: 113057
Address: 1111 Chapala Street 3rd Floor, Santa Barbara, CA 93101
Clients: 766
Average Clients per Advisor: 13
AUM: $ 5.0B
WEST COAST FINANCIAL, LLC
CRD#: 104677
Address: 1435 Anacapa Street, Santa Barbara, CA 93101
Clients: 344
Average Clients per Advisor: 12
AUM: $ 1.5B
ARLINGTON FINANCIAL ADVISORS, LLC
CRD#: 283288
Address: 100 E. De La Guerra St, Santa Barbara, CA 93101
Clients: 24
Average Clients per Advisor: 4
AUM: $ 741M
CURTIS ADVISORY GROUP, LLC
CRD#: 151695
Address: 735 State Street Suite 214, Santa Barbara, CA 93101
Clients: 60
Average Clients per Advisor: 20
AUM: $ 396M
How We Chose the Top Financial Advisors in Santa Barbara, California
To create this list of top financial advisor firms in Santa Barbara, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Santa Barbara has to offer.
Search Financial Advisors in Santa Barbara, California
Patrick Ward Lynn
Registered Affiliation(s):PLANMEMBER SECURITIES CORPORATION
Erin Burke
Registered Affiliation(s):MORGAN STANLEY
Jason R Lloyd
Registered Affiliation(s):MORGAN STANLEY
Bruce Jackman Porter
Registered Affiliation(s):COOPER MCMANUS
John Alfred Lorenz
Registered Affiliation(s):ARLINGTON FINANCIAL ADVISORS, LLC
Elisabeth Rachel Schreiber
Registered Affiliation(s):MORGAN STANLEY
Shelly Ann Horwitz
Registered Affiliation(s):PENSIONMARK FINANCIAL GROUP, LLC
Richard J Marcellin
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Frank Florez Hsin
Registered Affiliation(s):KINGSWOOD WEALTH ADVISORS, LLC
Joshua Sequoia Yager
Registered Affiliation(s):ANODOS ADVISORS, LLC
Carol Elizabeth Marks
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Jeffery Ronald Van Ry
Registered Affiliation(s):GLOBAL RETIREMENT PARTNERS LLC
David Fernando Almeida
Registered Affiliation(s):OSAIC WEALTH, INC.
Benjamin Edward Hopps
Registered Affiliation(s):MORGAN STANLEY
Mark Duran
Registered Affiliation(s):PENSIONMARK FINANCIAL GROUP, LLC
Kathryn E Courain
Registered Affiliation(s):AVALAN, LLC
David Alan Prichard
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
John Gary Kennedy
Registered Affiliation(s):D.A. DAVIDSON & CO.
John Cordell Clay JR
Registered Affiliation(s):D.A. DAVIDSON & CO.
Justin A. Evans
Registered Affiliation(s):STRATEGIC ADVISERS LLC
David Owen Hellewell
Registered Affiliation(s):CHARLES SCHWAB & CO., INC.
Charles Edmund Allison
Registered Affiliation(s):STATE FARM INVESTMENT MANAGEMENT CORP.
Edward Ballard Doubleday
Registered Affiliation(s):FREESTONE CAPITAL MANAGEMENT, LLC
Mary Margaret Francisco
Registered Affiliation(s):PENSIONMARK FINANCIAL GROUP, LLC
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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