Top Financial Advisors in San Jose, California
Finding the right financial advisor in San Jose is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in San Jose, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in San Jose, CA.
Find the Best Financial Advisor Firms in San Jose:
WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC
CRD#: 139237
Address: 10 Almaden Boulevard 15th Floor, San Jose, CA 95113
Clients: 281
Average Clients per Advisor: 70
AUM: $ 767M
SILICON VALLEY CAPITAL PARTNERS, L.P.
CRD#: 125114
Address: 1731 Technology Drive Suite 810, San Jose, CA 95110
Clients: 210
Average Clients per Advisor: 70
AUM: $ 634M
CONCENTRUM WEALTH MANAGEMENT
CRD#: 167151
Address: 353 Piercy Road, San Jose, CA 95138
Clients: 163
Average Clients per Advisor: 40
AUM: $ 413M
CLARITY WEALTH ADVISORS
CRD#: 157913
Address: 2160 The Alameda Suite A, San Jose, CA 95126
Clients: 58
Average Clients per Advisor: 29
AUM: $ 404M
BETTERWEALTH LLC
CRD#: 226661
Address: 1475 Saratoga Avenue Suite 200, San Jose, CA 95129
Clients: 141
Average Clients per Advisor: 35
AUM: $ 386M
HAYES FINANCIAL, INC.
CRD#: 288733
Address: 99 Almaden Blvd Ste 730, San Jose, CA 95113
Clients: 112
Average Clients per Advisor: 37
AUM: $ 345M
How We Chose the Top Financial Advisors in San Jose, California
To create this list of top financial advisor firms in San Jose, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors San Jose has to offer.
Search Financial Advisors in San Jose, California
Allan Keith Walsworth
Registered Affiliation(s):MORGAN STANLEY
Michael Joseph Bernier
Registered Affiliation(s):WESTERN INTERNATIONAL SECURITIES, INC.
Edwin Kyu Sung Ryu
Registered Affiliation(s):LEGACY WEALTH ADVISORS, LLC
Karen Margaret Spencer
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Madhu Hariram Tahiliani
Registered Affiliation(s):MML INVESTORS SERVICES, LLC
Adam Louis Nieto
Registered Affiliation(s):SORRENTO PACIFIC FINANCIAL, LLC
Howard Paul Smith
Registered Affiliation(s):CHANGING PARAMETERS, LLC
Terry V Mckee
Registered Affiliation(s):MORGAN STANLEY
Sonny Hamesh Gulati
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Abanti B Pakrasi
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Dennis Alan Karle
Registered Affiliation(s):MORGAN STANLEY
David Ta-wei Lee
Registered Affiliation(s):BANCWEST INVESTMENT SERVICES, INC.
Tommy Liu
Registered Affiliation(s):MORGAN STANLEY
Nancy Falkenberg Tuck
Registered Affiliation(s):LYELL WEALTH MANAGEMENT LP
Teresa Anne Timothy
Registered Affiliation(s):MORGAN STANLEY
John Adam Howard
Registered Affiliation(s):MORGAN STANLEY
Matthew Neiger
Registered Affiliation(s):J.P. MORGAN SECURITIES LLC
Erik Iver Hanson
Registered Affiliation(s):MORGAN STANLEY
Steven Mitchell Koury
Registered Affiliation(s):CITIGROUP GLOBAL MARKETS INC.
Revital Alon
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Sherri Lynn Omdahl
Registered Affiliation(s):MORGAN STANLEY
Jennifer Hilary Fisher
Registered Affiliation(s):MORGAN STANLEY
Peter Douglas Abbey
Registered Affiliation(s):LPL FINANCIAL LLC
Jeff David Weber
Registered Affiliation(s):TITUS WEALTH MANAGEMENT
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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