Top Financial Advisors in Raleigh, North Carolina
Finding the right financial advisor in Raleigh is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Raleigh, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Raleigh, NC.
Find the Best Financial Advisor Firms in Raleigh:
CAPTRUST
CRD#: 175112
Address: 4208 Six Forks Rd Suite 1700, Raleigh, NC 27609
Clients: 13,648
Average Clients per Advisor: 22
AUM: $ 714.6B
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CRD#: 149124
Address: 100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Clients: 6,150
Average Clients per Advisor: 78
AUM: $ 1.8B
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430
Address: 4300 Six Forks Road, Raleigh, NC 27603
Clients: 5,596
In Business for: 32 Years
Average Clients per Advisor: 40
AUM: $ 1.5B
Disclosures: 6
CURI CAPITAL
CRD#: 281133
Address: 700 Spring Forest Road Suite 235, Raleigh, NC 27609
Clients: 286
Average Clients per Advisor: 16
AUM: $ 1.4B
GUARDIAN WEALTH ADVISORS, LLC
CRD#: 305412
Address: 4270 The Circle At North Hills Street Suite 200, Raleigh, NC 27609
Clients: 2,761
Average Clients per Advisor: 110
AUM: $ 1.4B
FINANCIAL SYMMETRY INC.
CRD#: 118443
Address: 1511 Sunday Dr Suite 300, Raleigh, NC 27607
Clients: 384
Average Clients per Advisor: 32
AUM: $ 808M
How We Chose the Top Financial Advisors in Raleigh, North Carolina
To create this list of top financial advisor firms in Raleigh, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Raleigh has to offer.
Search Financial Advisors in Raleigh, North Carolina
Robert Thomas Watral
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
James Craige Summers
Registered Affiliation(s):EDWARD JONES
Joseph Nicholas Grabar
Registered Affiliation(s):FORTRESS PRIVATE LEDGER, LLC
Philip David Nation
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
E A Ostendorff
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Bradford Williamson Wilson
Registered Affiliation(s):EDWARD JONES
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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