Top Financial Advisors in Providence, Rhode Island
Finding the right financial advisor in Providence is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Providence, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Providence, RI.
Find the Best Financial Advisor Firms in Providence:
PARSONS CAPITAL MANAGEMENT INC
CRD#: 106295
Address: 10 Weybosset Street, Ste 1000, Providence, RI 02903
Clients: 350
Average Clients per Advisor: 35
AUM: $ 1.7B
REX CAPITAL ADVISORS, LLC
CRD#: 123796
Address: 50 Park Row West Suite 113, Providence, RI 02903
AUM: $ 1.3B
ENDURANCE WEALTH MANAGEMENT, INC.
CRD#: 148129
Address: 101 Dyer Street 4th Floor, Providence, RI 02903-7104
Clients: 225
Average Clients per Advisor: 37
AUM: $ 1.0B
NEW ENGLAND INVESTMENT CONSULTANTS, LTD.
CRD#: 142531
Address: 790 North Main Street, Providence, RI 02904
Clients: 318
Average Clients per Advisor: 63
AUM: $ 1.0B
STRATEGICPOINT INVESTMENT ADVISORS LLC
CRD#: 124636
Address: 294 West Exchange Street, Providence, RI 02903-1004
Clients: 395
Average Clients per Advisor: 56
AUM: $ 638M
NEWMAN DIGNAN & SHEERAR, INC
CRD#: 107565
Address: 56 Exchange Terrace Suite 200, Providence, RI 02903
Clients: 334
Average Clients per Advisor: 66
AUM: $ 538M
How We Chose the Top Financial Advisors in Providence, Rhode Island
To create this list of top financial advisor firms in Providence, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Providence has to offer.
Search Financial Advisors in Providence, Rhode Island
Brian Richard Beauregard
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Robin Jeanne Urciouli
Registered Affiliation(s):HIGHTOWER ADVISORS, LLC
Corey S Stein
Registered Affiliation(s):AEVITAS WEALTH MANAGEMENT, INC.
Antonio L Oliveira
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Devin Michael Callinan
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Nancy Josephine Madonna
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Michael Charles Verde
Registered Affiliation(s):EDWARD JONES
Daniel A Gamm
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Michael William Mcgrath
Registered Affiliation(s):FIDELITY BROKERAGE SERVICES LLC
Adam Paul Rogers
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Patrick Jeremiah O'brien
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Steven Thomas Healey
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Joanne Marie Daly
Registered Affiliation(s):MORGAN STANLEY
Steven Laurent Lavergne
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Robert Warren Rosenblum
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Eve Marie O'reilly Keddy
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Nermin Khalil
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Benjamin W Beck
Registered Affiliation(s):BECK BODE LLC
Julian Murcia
Registered Affiliation(s):STRATEGIC ADVISERS LLC
Rhoda Linnette Christmas
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Samia Tony Elias
Registered Affiliation(s):CITIZENS SECURITIES, INC.
David Edward Debrot
Registered Affiliation(s):MUTUAL SECURITIES, INC.
Smith Vioselin
Registered Affiliation(s):RBC CAPITAL MARKETS, LLC
Adam M Sachs
Registered Affiliation(s):OSAIC WEALTH, INC.
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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