Top Financial Advisors in Newport Beach, California
Finding the right financial advisor in Newport Beach is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Newport Beach, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Newport Beach, CA.
Find the Best Financial Advisor Firms in Newport Beach:
SAGEVIEW ADVISORY GROUP, LLC
CRD#: 126777
Address: 4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Clients: 1,259
Average Clients per Advisor: 8
AUM: $ 156.4B
BEACON POINTE ADVISORS, LLC
CRD#: 119290
Address: 24 Corporate Plaza Suite 150, Newport Beach, CA 92660
Clients: 18,083
Average Clients per Advisor: 41
AUM: $ 54.9B
GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600
Address: 4000 Macarthur Blvd Suite 1000, Newport Beach, CA 92660
Clients: 20,234
Average Clients per Advisor: 57
AUM: $ 13.2B
CORIENT CAPITAL PARTNERS, LLC
CRD#: 170920
Address: 500 Newport Center Drive Suite 700, Newport Beach, CA 92660
Clients: 177
Average Clients per Advisor: 13
AUM: $ 5.0B
HOLLENCREST CAPITAL MANAGEMENT, LLC
CRD#: 46217
Address: 100 Bayview Circle Suite 500, Newport Beach, CA 92660-8903
Clients: 185
In Business for: 28 Years
Average Clients per Advisor: 11
AUM: $ 2.1B
Disclosures: 3
COMPAK ASSET MANAGEMENT
CRD#: 109930
Address: 1801 Dove Street, Newport Beach, CA 92660
Clients: 425
Average Clients per Advisor: 35
AUM: $ 895M
How We Chose the Top Financial Advisors in Newport Beach, California
To create this list of top financial advisor firms in Newport Beach, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Newport Beach has to offer.
Search Financial Advisors in Newport Beach, California
Michael S. Sussman
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Chris Angel Lopez
Registered Affiliation(s):STRATEGIC ADVISERS LLC
Krista Marie Johnson
Registered Affiliation(s):FIDELITY PERSONAL AND WORKPLACE ADVISORS
Ian David Bishop
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Dean William Heimbach
Registered Affiliation(s):PURE FINANCIAL ADVISORS, LLC
Daniel L Gracy
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Kasandra V Schindler
Registered Affiliation(s):J.P. MORGAN SECURITIES LLC
Duvan Chiang
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Keith H Tran
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Jeffrey L Halbreich
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Rod Hundley Kamps
Registered Affiliation(s):FINANCIAL ADVISORS NETWORK, INC.
Larry Robert Schneider
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Vincent Anthony Mazzotta
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Horacio Angel Choi
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Jose Santiago Ching
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Luke Duncan Achay
Registered Affiliation(s):MML INVESTORS SERVICES, LLC
Theresa Allen
Registered Affiliation(s):FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.
Brett Jon Bissell
Registered Affiliation(s):NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Robert Ignacious Padilla
Registered Affiliation(s):REDEFINE FINANCIAL
Natalie Barron
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Debra Marie Patriquin
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Justin Courtney Vaicek
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Panfang Fu
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Brent Allen Rupnow
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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