Top Financial Advisors in Mill Valley, California
Finding the right financial advisor in Mill Valley is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Mill Valley, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Mill Valley, CA.
Find the Best Financial Advisor Firms in Mill Valley:
PRIVATE WEALTH PARTNERS, LLC
CRD#: 133802
Address: 591 Redwood Highway Suite 3210, Mill Valley, CA 94941
Clients: 67
Average Clients per Advisor: 11
AUM: $ 1.3B
WAYPOINT WEALTH PARTNERS
CRD#: 131155
Address: 1 Belvedere Place Suite 200, Mill Valley, CA 94941
Clients: 43
Average Clients per Advisor: 7
AUM: $ 781M
RIDGECREST WEALTH PARTNERS, LLC
CRD#: 311984
Address: 516 Summit Ave, Mill Valley, CA 94941
Clients: 133
Average Clients per Advisor: 66
AUM: $ 487M
SIVIA CAPITAL PARTNERS, LLC
CRD#: 170413
Address: 495 Miller Avenue Suite 206, Mill Valley, CA 94941
Clients: 3
Average Clients per Advisor: 1
AUM: $ 366M
WRAPMANAGER INC
CRD#: 108834
Address: 319 Miller Avenue, Mill Valley, CA 94941
Clients: 249
Average Clients per Advisor: 83
AUM: $ 340M
RATIONAL INVESTMENT MANAGEMENT, LLC
CRD#: 163057
Address: Mill Valley, CA
Clients: 9
Average Clients per Advisor: 4
AUM: $ 293M
How We Chose the Top Financial Advisors in Mill Valley, California
To create this list of top financial advisor firms in Mill Valley, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Mill Valley has to offer.
Search Financial Advisors in Mill Valley, California
John Samuel Shafer
Registered Affiliation(s):CITIGROUP GLOBAL MARKETS INC.
Marcus Ho
Registered Affiliation(s):MIZUHO SECURITIES USA LLC
Jason Scott Morris
Registered Affiliation(s):BOFA SECURITIES, INC.
Sandra Heechung Kim
Registered Affiliation(s):UBS SECURITIES LLC
Charles Joseph Else
Registered Affiliation(s):OSBORNE PARTNERS
Lori Forthmann
Registered Affiliation(s):TRUE CAPITAL MANAGEMENT
Gregory Hayes Patterson
Registered Affiliation(s):THE ADVISORY GROUP OF SAN FRANCISCO, LLC
Christina C Rotairo
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Steven Edward Westhydeman
Registered Affiliation(s):CHARLES SCHWAB & CO., INC.
Eric Ying Kit Lau
Registered Affiliation(s):HSBC SECURITIES (USA) INC.
James Willis Davis
Registered Affiliation(s):MORGAN STANLEY
Kerstin Lee Barstad
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Andrew Pardieu
Registered Affiliation(s):MORGAN STANLEY
Margaret Sangster Jimenez
Registered Affiliation(s):STIFEL, NICOLAUS & COMPANY, INCORPORATED
Bailey Lynn Bynum
Registered Affiliation(s):MORGAN STANLEY
Eric Scott Razzi
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Aaron Louis Hattenbach
Registered Affiliation(s):RAPPORT FINANCIAL, LLC
Jia Liang Zhou
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Becky B Chen
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Albina Khazan
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Amanda Fungno Chan
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Sabrina Suen
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Jessa C Shirman
Registered Affiliation(s):CITIGROUP GLOBAL MARKETS INC.
Patrick Paul Shannon Jr
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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