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Top Financial Advisors in Little Rock, Arkansas

Finding the right financial advisor in Little Rock is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Little Rock, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.

To start, here are some of the top financial advisor firms in Little Rock, AR.


Find the Best Financial Advisor Firms in Little Rock:

STEPHENS

CRD#: 3496

BD
RIA

Address: 111 Center Street, Little Rock, AR 72201

Clients: 18,806

In Business for: 39 Years

Average Clients per Advisor: 74

AUM: $ 12.3B

Disclosures: 52

Find an Advisor

LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960

RIA

Address: 8315 Cantrell Road Suite 200, Little Rock, AR 72227

Clients: 292

Average Clients per Advisor: 17

AUM: $ 1.0B

NAVITER WEALTH, LLC

CRD#: 311508

RIA

Address: 1 Information Way Suite 100, Little Rock, AR 72202

Clients: 148

Average Clients per Advisor: 29

AUM: $ 786M

LATHROP INVESTMENT MANAGEMENT CORP

CRD#: 108327

RIA

Address: 10 Corporate Hill Drive Suite 225, Little Rock, AR 72205

Clients: 59

Average Clients per Advisor: 14

AUM: $ 781M

MERIDIAN INVESTMENT ADVISORS

CRD#: 110216

RIA

Address: 11300 Cantrell Road Suite 200, Little Rock, AR 72212

Clients: 147

Average Clients per Advisor: 73

AUM: $ 742M

THE ARKANSAS FINANCIAL GROUP, INC.

CRD#: 104808

RIA

Address: 1001 N. University Ave. Suite 200, Little Rock, AR 72207-6366

Clients: 151

Average Clients per Advisor: 37

AUM: $ 667M

How We Chose the Top Financial Advisors in Little Rock, Arkansas

To create this list of top financial advisor firms in Little Rock, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Little Rock has to offer.

Search Financial Advisors in Little Rock, Arkansas


Name or CRD#
Location:
Firm name (optional)
MK

Mona Filat Khairi

Mona M Filat, Mona Mustafa Filat, Mona M Filatkhairi, Mona Mustafa Filatkhairi
IAR
RR
CRD#: 2166545
Location:
Little Rock, AR 72211

Registered Affiliation(s):LPL FINANCIAL LLC

Disclosures:
Experience:
35 years registered
BB

Brian Ashley Bush

Brian A Bush
IAR
RR
CRD#: 1603837
Location:
Little Rock, AR 72201

Registered Affiliation(s):STEPHENS

Disclosures:
Experience:
39 years registered
RF

Rick Allen Fine

Ricky Allen Fine
IAR
RR
CRD#: 1504651
Location:
Little Rock, AR 72211-3560

Registered Affiliation(s):CHARLES SCHWAB & CO., INC.

Disclosures:
Experience:
40 years registered
Todd C Boswell

Todd C Boswell

IAR
RR
CRD#: 4559560
CFP®: Certified Financial PlannerChFC®: Chartered Financial ConsultantCLU®: Chartered Life Underwriter
Location:
Little Rock, AR 72211

Registered Affiliation(s):NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Disclosures:
Experience:
24 years registered
SS

Sam Bernhart Strauss

Sam Bernhart Strauss Iii, Sam Strauss, Trip Strauss
IAR
RR
CRD#: 1633823
Location:
Little Rock, AR 72212

Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Disclosures:
Experience:
39 years registered
Melissa Anne Bradley

Melissa Anne Bradley

Melissa Wyman Bradley, Melissa Anne Wyman
IAR
RR
CRD#: 4009871
CFP®: Certified Financial Planner
Location:
Little Rock, AR 72212

Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Disclosures:
Experience:
26 years registered
DW

Danny Lynn Woodall

IAR
RR
CRD#: 1661336
Location:
Mabelvale, AR 72103-4248

Registered Affiliation(s):LPL FINANCIAL LLC

Disclosures:
Experience:
39 years registered
LC

Lawrence Gano Chance

Larry Chance, Lawrence G Chance
IAR
RR
CRD#: 2620106
CFP®: Certified Financial PlannerCIMA®: Certified Investment Management AnalystCPWA®: Certified Private Wealth Advisor
Location:
Little Rock, AR 72212

Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Disclosures:
Experience:
31 years registered
AP

Ashley Anne Palermo

IAR
RR
CRD#: 1673255
Location:
Little Rock, AR 72201

Registered Affiliation(s):STEPHENS

Disclosures:
Experience:
38 years registered
LF

Louis Daniel Fry

Dan Fry, Danny Fry
IAR
RR
CRD#: 1779864
Location:
Little Rock, AR 72201

Registered Affiliation(s):NATIONAL ASSET MANAGEMENT, INC.

Disclosures:
Experience:
38 years registered
PV

Patricia Payne Vance

Pat Vance
IAR
RR
CRD#: 2054106
Location:
Little Rock, AR 72201

Registered Affiliation(s):STEPHENS

Disclosures:
Experience:
36 years registered
GC

George Mason Cozart

G. Mason Cozart
IAR
RR
CRD#: 1853036
Location:
Little Rock, AR 72205

Registered Affiliation(s):LPL FINANCIAL LLC

Disclosures:
Experience:
38 years registered
JP

Jack Pedigo

Jack Miller Pedigo
IAR
RR
CRD#: 1835367
Location:
Little Rock, AR 72227

Registered Affiliation(s):WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Disclosures:
Experience:
38 years registered
LB

Laura L Buchanan

Laura Hanson, Laura L Wheeler, Laura Lee Wheeler
IAR
RR
CRD#: 1755791
Location:
Little Rock, AR 72212

Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Disclosures:
Experience:
38 years registered
DS

Douglas Jackson Spencer

IAR
CRD#: 1179191
CFP®: Certified Financial Planner
Location:
Little Rock, AR 72223-5876

Registered Affiliation(s):IFRAH FINANCIAL SERVICES, INC.

Disclosures:
Experience:
42 years registered
TG

Terral Alan Gammill

IAR
RR
CRD#: 2071414
Location:
Little Rock, AR 72201

Registered Affiliation(s):STEPHENS

Disclosures:
Experience:
35 years registered
NH

Norman Frank Hall

Norm Hall Iii, Norman Frank (iii) Hall
IAR
RR
CRD#: 1972800
Location:
Little Rock, AR 72205

Registered Affiliation(s):LPL FINANCIAL LLC

Disclosures:
Experience:
37 years registered
LC

Lyle Dudley Cogbill

IAR
RR
CRD#: 2232989
Location:
Little Rock, AR 72207

Registered Affiliation(s):WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Disclosures:
Experience:
34 years registered
DW

Denise M Williams

H Denise Mitcherson, H Denise Williams, Hope Denise Williams
IAR
RR
CRD#: 1944508
Location:
Little Rock, AR 72212

Registered Affiliation(s):STIFEL, NICOLAUS & COMPANY, INCORPORATED

Disclosures:
Experience:
37 years registered
AC

Amanda Mcshan Clark

Amanda Ann Clark, Amanda Ann Mcshan
IAR
RR
CRD#: 1528398
Location:
Little Rock, AR 72223

Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC

Disclosures:
Experience:
38 years registered
Gregory Ben Pillow

Gregory Ben Pillow

Greg Pillow, Gregory Pillow
IAR
RR
CRD#: 3166108
CFP®: Certified Financial Planner
Location:
Conway, AR 72034

Registered Affiliation(s):LPL FINANCIAL LLC

Disclosures:
Experience:
27 years registered
MH

Merlin Moody Hagan

Bubba Hagan
IAR
CRD#: 1353956
AIF®: Accredited Investment Fiduciary
Location:
Little Rock, AR 72223-7623

Registered Affiliation(s):PRIME CAPITAL INVESTMENT ADVISORS, LLC

Disclosures:
Experience:
41 years registered
RJ

Robert Edward Jones

IAR
RR
CRD#: 2236727
Location:
Little Rock, AR 72201

Registered Affiliation(s):STEPHENS

Disclosures:
Experience:
34 years registered
SC

Stephen Ward Chaffin

IAR
CRD#: 1052886
Location:
Little Rock, AR 72202

Registered Affiliation(s):MAI CAPITAL MANAGEMENT, LLC

Disclosures:
Experience:
44 years registered

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Disclaimers


AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.

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