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Top Financial Advisors in Little Rock, Arkansas

Finding the right financial advisor in Little Rock is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Little Rock, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.

To start, here are some of the top financial advisor firms in Little Rock, AR.


Find the Best Financial Advisor Firms in Little Rock:

STEPHENS

CRD#: 3496

BD
RIA

Address: 111 Center Street, Little Rock, AR 72201

Clients: 18,806

In Business for: 39 Years

Average Clients per Advisor: 74

AUM: $ 12.3B

Disclosures: 52

Find an Advisor

LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960

RIA

Address: 8315 Cantrell Road Suite 200, Little Rock, AR 72227

Clients: 292

Average Clients per Advisor: 17

AUM: $ 1.0B

NAVITER WEALTH, LLC

CRD#: 311508

RIA

Address: 1 Information Way Suite 100, Little Rock, AR 72202

Clients: 148

Average Clients per Advisor: 29

AUM: $ 786M

LATHROP INVESTMENT MANAGEMENT CORP

CRD#: 108327

RIA

Address: 10 Corporate Hill Drive Suite 225, Little Rock, AR 72205

Clients: 59

Average Clients per Advisor: 14

AUM: $ 781M

MERIDIAN INVESTMENT ADVISORS

CRD#: 110216

RIA

Address: 11300 Cantrell Road Suite 200, Little Rock, AR 72212

Clients: 147

Average Clients per Advisor: 73

AUM: $ 742M

THE ARKANSAS FINANCIAL GROUP, INC.

CRD#: 104808

RIA

Address: 1001 N. University Ave. Suite 200, Little Rock, AR 72207-6366

Clients: 151

Average Clients per Advisor: 37

AUM: $ 667M

How We Chose the Top Financial Advisors in Little Rock, Arkansas

To create this list of top financial advisor firms in Little Rock, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Little Rock has to offer.

Search Financial Advisors in Little Rock, Arkansas


Name or CRD#
Location:
Firm name (optional)
Kevin M. Kordsmeier

Kevin M. Kordsmeier

Kevin Michael Kordsmeier, Kevin Kordsmeier, Kevin M Kordsmeier
IAR
RR
CRD#: 2488411
Location:
Little Rock, AR 72205

Registered Affiliation(s):EDWARD JONES

Disclosures:
Experience:
32 years registered
Shirley Ellen Washam

Shirley Ellen Washam

Shirley Ellen Davis, Shirley Ellen Davismazzanti, Shirley Ellen Mazzanti
IAR
RR
CRD#: 2166419
Location:
Conway, AR 72034

Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC

Disclosures:
Experience:
35 years registered
Tammy Denise Davis

Tammy Denise Davis

IAR
RR
CRD#: 2858732
Location:
N Little Rock, AR 72113-7027

Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC

Disclosures:
Experience:
28 years registered
Christopher Wayne Cody

Christopher Wayne Cody

Christopher Wayne Cody N/a
IAR
RR
CRD#: 4564771
Location:
Sheridan, AR 72150

Registered Affiliation(s):EDWARD JONES

Disclosures:
Experience:
24 years registered
Andy Dewayne Garcia

Andy Dewayne Garcia

Andy D Garcia
IAR
RR
CRD#: 4808521
Location:
Bryant, AR 72022

Registered Affiliation(s):EDWARD JONES

Disclosures:
Experience:
22 years registered
Benjamin Paul Moore

Benjamin Paul Moore

Benjamin Benjamin Moore, Benjamin Paul Moore
IAR
RR
CRD#: 5699333
Location:
Little Rock, AR 72201-3405

Registered Affiliation(s):EDWARD JONES

Disclosures:
Experience:
17 years registered
Joshua Lyndon Carter
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Joshua Lyndon Carter

Josh Carter
IAR
RR
CRD#: 6287193
Location:
Conway, AR 72032

Registered Affiliation(s):MML INVESTORS SERVICES, LLC

Disclosures:
Experience:
11 years registered
Lisa Jo Rabatin

Lisa Jo Rabatin

Lisa Stevenson Rabatin, Lisa Jo Stevenson
IAR
RR
CRD#: 1133786
CFP®: Certified Financial Planner
Location:
Maumelle, AR 72113

Registered Affiliation(s):LPL FINANCIAL LLC

Disclosures:
Experience:
43 years registered
JS

Joseph Warren Simpson

IAR
RR
CRD#: 1036571
Location:
Little Rock, AR 72201

Registered Affiliation(s):STEPHENS

Disclosures:
Experience:
44 years registered
PS

Paul Allison Spann

IAR
RR
CRD#: 722781
AIF®: Accredited Investment Fiduciary
Location:
Little Rock, AR 72211

Registered Affiliation(s):LIEBLONG & ASSOCIATES, INC.

Disclosures:
Experience:
45 years registered
Edward Price Mahaffy

Edward Price Mahaffy

IAR
CRD#: 1259126
CFP®: Certified Financial PlannerChFC®: Chartered Financial Consultant
Location:
Little Rock, AR 72207

Registered Affiliation(s):CLIENTFIRST WEALTH MANAGEMENT, LLC

Disclosures:
Experience:
42 years registered
DM

Douglas Wendell Menz

Douglas W Mentz, Doug Menz
IAR
RR
CRD#: 1293436
CFP®: Certified Financial Planner
Location:
Little Rock, AR 72212

Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Disclosures:
Experience:
42 years registered
JJ

James Alexander Jordan

Alex Jordan
IAR
RR
CRD#: 1110656
Location:
Little Rock, AR 72201

Registered Affiliation(s):STEPHENS

Disclosures:
Experience:
43 years registered
GA

Gary Steven Aday

IAR
RR
CRD#: 1071223
Location:
Little Rock, AR 72202

Registered Affiliation(s):RAYMOND JAMES & ASSOCIATES, INC.

Disclosures:
Experience:
44 years registered
WM

William Neal Mccoy Jr.

Bill Alias, Bill Mccoy Jr, William Neal Mccoy Jr, William Neal Mccoy
IAR
RR
CRD#: 1100985
Location:
Little Rock, AR 72211

Registered Affiliation(s):UBS FINANCIAL SERVICES INC.

Disclosures:
Experience:
43 years registered
LG

Louis A Graham

Lou Graham, Louis Austin Graham
IAR
RR
CRD#: 1110814
Location:
Little Rock, AR 72212

Registered Affiliation(s):MORGAN STANLEY

Disclosures:
Experience:
43 years registered
TC

Troy William Clark

IAR
RR
CRD#: 1194620
Location:
Little Rock, AR 72201

Registered Affiliation(s):STEPHENS

Disclosures:
Experience:
43 years registered
LW

Louis Gordon Wilson

IAR
RR
CRD#: 1243846
Location:
Little Rock, AR 72201-3507

Registered Affiliation(s):STEPHENS

Disclosures:
Experience:
42 years registered
SS

Steven Maier Smith

IAR
RR
CRD#: 1176036
Location:
Little Rock, AR 72205

Registered Affiliation(s):REGAL ADVISORY SERVICES, INC.

Disclosures:
Experience:
43 years registered
MJ

Margaret R James

Margaret Jean Rooney James, Margaret Jean Rooney
IAR
RR
CRD#: 1174013
Location:
Little Rock, AR 72212

Registered Affiliation(s):MORGAN STANLEY

Disclosures:
Experience:
43 years registered
GW

Gary Lynn Williams

IAR
RR
CRD#: 1316134
Location:
Little Rock, AR 72212

Registered Affiliation(s):STIFEL, NICOLAUS & COMPANY, INCORPORATED

Disclosures:
Experience:
42 years registered
JG

John Richard Gillenwater

Dick Gillenwater, John R Gillenwater
IAR
RR
CRD#: 1150936
Location:
Little Rock, AR 72223

Registered Affiliation(s):OSAIC FS, INC.

Disclosures:
Experience:
43 years registered
WF

William Franks

William Jess Franks
IAR
RR
CRD#: 1295583
Location:
Little Rock, AR 72201-3507

Registered Affiliation(s):STEPHENS

Disclosures:
Experience:
42 years registered
RS

Robert Jeffrey Staten

Bob Staten
IAR
RR
CRD#: 1325262
Location:
Little Rock, AR 72201

Registered Affiliation(s):STEPHENS

Disclosures:
Experience:
41 years registered

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Disclaimers


AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.

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