Top Financial Advisors in Charlotte, North Carolina
Finding the right financial advisor in Charlotte is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Charlotte, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Charlotte, NC.
Find the Best Financial Advisor Firms in Charlotte:
INDEPENDENT ADVISOR ALLIANCE, LLC
CRD#: 168267
Address: 11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277
Clients: 20,913
Average Clients per Advisor: 92
AUM: $ 10.1B
BRAGG FINANCIAL ADVISORS INC
CRD#: 108780
Address: 1031 South Caldwell St Suite 200, Charlotte, NC 28203
Clients: 880
Average Clients per Advisor: 62
AUM: $ 2.8B
BILTMORE FAMILY OFFICE, LLC
CRD#: 167174
Address: 500 East Boulevard, Charlotte, NC 28203
Clients: 13
Average Clients per Advisor: 0
AUM: $ 2.3B
COLONY FAMILY OFFICES, LLC
CRD#: 167017
Address: 4250 Congress Street Suite 175, Charlotte, NC 28209
AUM: $ 2.2B
NEW REPUBLIC CAPITAL, LLC
CRD#: 310907
Address: 521 East Morehead Street Suite 100, Charlotte, NC 28202
Clients: 8
Average Clients per Advisor: 0
AUM: $ 1.6B
CAROLINAS WEALTH CONSULTING LLC
CRD#: 300003
Address: 5605 Carnegie Blvd. Suite 400, Charlotte, NC 28209
Clients: 331
Average Clients per Advisor: 18
AUM: $ 1.4B
How We Chose the Top Financial Advisors in Charlotte, North Carolina
To create this list of top financial advisor firms in Charlotte, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Charlotte has to offer.
Search Financial Advisors in Charlotte, North Carolina
Ellis Arnaz Jefferson
Registered Affiliation(s):TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Cynthia Jane Wormser
Registered Affiliation(s):EQUITABLE DISTRIBUTORS, LLC
Bonita Melissa Eason
Registered Affiliation(s):PRINCIPAL SECURITIES, INC.
Heather Kieffer Taylor
Registered Affiliation(s):TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Patricia C Lee
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
David Marc Zehnacker
Registered Affiliation(s):PRINCIPAL SECURITIES, INC.
Shedrick Devon Kirkpatrick
Registered Affiliation(s):TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Lisa Clark Reynolds
Registered Affiliation(s):ALIGHT FINANCIAL SOLUTIONS, LLC
Daniel Rafal Kluza
Registered Affiliation(s):TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Hunter Wayne White
Registered Affiliation(s):EQUITABLE DISTRIBUTORS, LLC
James Fink
Registered Affiliation(s):SIGULER GUFF GLOBAL MARKETS, LLC
James Steven Crimmins
Registered Affiliation(s):EQUITABLE DISTRIBUTORS, LLC
David Andrew King
Registered Affiliation(s):TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Pamela Von Burger
Registered Affiliation(s):LPL FINANCIAL LLC
Amy Rasmuson
Registered Affiliation(s):TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Gary Norman Stewart
Registered Affiliation(s):PRINCIPAL SECURITIES, INC.
Eric D Wynne
Laura Ann Whitney
Registered Affiliation(s):EQUITABLE DISTRIBUTORS, LLC
Valerie Mulcare
Registered Affiliation(s):PFS INVESTMENTS INC.
Jean Bernard Joseph Roger Burckett St Laurent
Registered Affiliation(s):EXENCIAL WEALTH ADVISORS
Jon T Leffew
Registered Affiliation(s):TRANSAMERICA CAPITAL, LLC
Karyn Denise Deluna
Registered Affiliation(s):AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
Elizabeth Heiligenthaler
Registered Affiliation(s):LPL FINANCIAL LLC
John Edward Matheny
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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