Top Financial Advisors in Charlotte, North Carolina
Finding the right financial advisor in Charlotte is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Charlotte, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Charlotte, NC.
Find the Best Financial Advisor Firms in Charlotte:
INDEPENDENT ADVISOR ALLIANCE, LLC
CRD#: 168267
Address: 11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277
Clients: 20,913
Average Clients per Advisor: 92
AUM: $ 10.1B
BRAGG FINANCIAL ADVISORS INC
CRD#: 108780
Address: 1031 South Caldwell St Suite 200, Charlotte, NC 28203
Clients: 880
Average Clients per Advisor: 62
AUM: $ 2.8B
BILTMORE FAMILY OFFICE, LLC
CRD#: 167174
Address: 500 East Boulevard, Charlotte, NC 28203
Clients: 13
Average Clients per Advisor: 0
AUM: $ 2.3B
COLONY FAMILY OFFICES, LLC
CRD#: 167017
Address: 4250 Congress Street Suite 175, Charlotte, NC 28209
AUM: $ 2.2B
NEW REPUBLIC CAPITAL, LLC
CRD#: 310907
Address: 521 East Morehead Street Suite 100, Charlotte, NC 28202
Clients: 8
Average Clients per Advisor: 0
AUM: $ 1.6B
CAROLINAS WEALTH CONSULTING LLC
CRD#: 300003
Address: 5605 Carnegie Blvd. Suite 400, Charlotte, NC 28209
Clients: 331
Average Clients per Advisor: 18
AUM: $ 1.4B
How We Chose the Top Financial Advisors in Charlotte, North Carolina
To create this list of top financial advisor firms in Charlotte, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Charlotte has to offer.
Search Financial Advisors in Charlotte, North Carolina
John Wesley Merritt III
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Julietta Oree
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
John Morfesi
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Sara Voight Reeves
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Joseph John Evanchick
Registered Affiliation(s):BARINGS SECURITIES LLC
Harlan Edward Boyles
Registered Affiliation(s):WELLS FARGO SECURITIES, LLC
John J Reilly
Registered Affiliation(s):WELLS FARGO SECURITIES, LLC
John Gustin Norman
Registered Affiliation(s):WEDGE CAPITAL MANAGEMENT LLP
Daniel Francis Quigley
Registered Affiliation(s):WELLS FARGO SECURITIES, LLC
Kathy Monroe Day
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Robert James Kursar
Registered Affiliation(s):ZEUS FINANCIAL, LLC
Kevin Maurice Buckley
Registered Affiliation(s):ROBINHOOD FINANCIAL, LLC
Jon Andrew Soderlund
Registered Affiliation(s):WELLS FARGO SECURITIES, LLC
Ronald Bonifacio
Registered Affiliation(s):WELLS FARGO PRIME SERVICES, LLC
Timothy Peter Schier
Registered Affiliation(s):TOBIN & COMPANY SECURITIES LLC
Jeffrey Troy Sawyers
Registered Affiliation(s):WELLS FARGO INVESTMENT INSTITUTE, INC.
Bradley William Horstmann
Registered Affiliation(s):WEDGE CAPITAL MANAGEMENT LLP
Robert Mark Young
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
James Curtis Baker
Registered Affiliation(s):FIFTH THIRD SECURITIES, INC.
John Michael Menser
Registered Affiliation(s):NOVARE CAPITAL MANAGEMENT
Edwin Orlando Garcia
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Andrey Vladimirovich Shchegolev
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Jocelyn Regina Gibbes
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Thomas M Hodges
Registered Affiliation(s):TRUIST ADVISORY SERVICES, INC.
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
Subscribe to our newsletter
Get the latest on finding, evaluating, and working with financial advisors; delivered right to your inbox.
