Top Financial Advisors in Charlotte, North Carolina
Finding the right financial advisor in Charlotte is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Charlotte, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Charlotte, NC.
Find the Best Financial Advisor Firms in Charlotte:
INDEPENDENT ADVISOR ALLIANCE, LLC
CRD#: 168267
Address: 11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277
Clients: 20,913
Average Clients per Advisor: 92
AUM: $ 10.1B
BRAGG FINANCIAL ADVISORS INC
CRD#: 108780
Address: 1031 South Caldwell St Suite 200, Charlotte, NC 28203
Clients: 880
Average Clients per Advisor: 62
AUM: $ 2.8B
BILTMORE FAMILY OFFICE, LLC
CRD#: 167174
Address: 500 East Boulevard, Charlotte, NC 28203
Clients: 13
Average Clients per Advisor: 0
AUM: $ 2.3B
COLONY FAMILY OFFICES, LLC
CRD#: 167017
Address: 4250 Congress Street Suite 175, Charlotte, NC 28209
AUM: $ 2.2B
NEW REPUBLIC CAPITAL, LLC
CRD#: 310907
Address: 521 East Morehead Street Suite 100, Charlotte, NC 28202
Clients: 8
Average Clients per Advisor: 0
AUM: $ 1.6B
CAROLINAS WEALTH CONSULTING LLC
CRD#: 300003
Address: 5605 Carnegie Blvd. Suite 400, Charlotte, NC 28209
Clients: 331
Average Clients per Advisor: 18
AUM: $ 1.4B
How We Chose the Top Financial Advisors in Charlotte, North Carolina
To create this list of top financial advisor firms in Charlotte, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Charlotte has to offer.
Search Financial Advisors in Charlotte, North Carolina
Judith Lohr Mohr
Registered Affiliation(s):LPL FINANCIAL LLC
Mathias Joseph Rick
Registered Affiliation(s):MML INVESTORS SERVICES, LLC
Frank Redding Owen
Registered Affiliation(s):GWN SECURITIES INC.
G Keith Beatty
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Edwin Archibald Dalrymple
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Douglas Allen Hamilton
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
William Blackiston Wilmer
Registered Affiliation(s):OSAIC WEALTH, INC.
John Stewart Lowery
Registered Affiliation(s):OSAIC FS, INC.
Marc John Coppotelli
Registered Affiliation(s):TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Cecelia Wynette Fairfax
Registered Affiliation(s):C FINANCIAL AND TAX ASSOCIATES
John Michael Walker
Registered Affiliation(s):STEPHENS
Troy Rhyne Jackson
Registered Affiliation(s):LPL FINANCIAL LLC
James Kent Benson
Registered Affiliation(s):VANGUARD ADVISERS, INC.
William Kays Gary
Registered Affiliation(s):CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Timothy Taylor Paschall
Registered Affiliation(s):WMS ADVISORS, LLC
Kaye Mckinney Miller
Registered Affiliation(s):LINCOLN FINANCIAL ADVISORS CORPORATION
Ernest W Glass
Registered Affiliation(s):PARK AVENUE SECURITIES LLC
Richard Edward Miller
Registered Affiliation(s):STIFEL, NICOLAUS & COMPANY, INCORPORATED
Carol Ann Mansour-ezzell
Registered Affiliation(s):JANNEY MONTGOMERY SCOTT LLC
David Bradford Barrett
Registered Affiliation(s):STERLING CAPITAL MANAGEMENT LLC
James Michael Buckley
Registered Affiliation(s):VANGUARD ADVISERS, INC.
Ameen Esmail
Registered Affiliation(s):EQUITABLE ADVISORS, LLC
Evelyn Ostheimer
Registered Affiliation(s):EQUITABLE ADVISORS, LLC
David Gerard Ozga
Registered Affiliation(s):MORGAN STANLEY
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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