Top Financial Advisors in Charlotte, North Carolina
Finding the right financial advisor in Charlotte is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Charlotte, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Charlotte, NC.
Find the Best Financial Advisor Firms in Charlotte:
INDEPENDENT ADVISOR ALLIANCE, LLC
CRD#: 168267
Address: 11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277
Clients: 20,913
Average Clients per Advisor: 92
AUM: $ 10.1B
BRAGG FINANCIAL ADVISORS INC
CRD#: 108780
Address: 1031 South Caldwell St Suite 200, Charlotte, NC 28203
Clients: 880
Average Clients per Advisor: 62
AUM: $ 2.8B
BILTMORE FAMILY OFFICE, LLC
CRD#: 167174
Address: 500 East Boulevard, Charlotte, NC 28203
Clients: 13
Average Clients per Advisor: 0
AUM: $ 2.3B
COLONY FAMILY OFFICES, LLC
CRD#: 167017
Address: 4250 Congress Street Suite 175, Charlotte, NC 28209
AUM: $ 2.2B
NEW REPUBLIC CAPITAL, LLC
CRD#: 310907
Address: 521 East Morehead Street Suite 100, Charlotte, NC 28202
Clients: 8
Average Clients per Advisor: 0
AUM: $ 1.6B
CAROLINAS WEALTH CONSULTING LLC
CRD#: 300003
Address: 5605 Carnegie Blvd. Suite 400, Charlotte, NC 28209
Clients: 331
Average Clients per Advisor: 18
AUM: $ 1.4B
How We Chose the Top Financial Advisors in Charlotte, North Carolina
To create this list of top financial advisor firms in Charlotte, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Charlotte has to offer.
Search Financial Advisors in Charlotte, North Carolina
James C Ball
Registered Affiliation(s):OSAIC WEALTH, INC.
Mitchell Mccartney Schorr
Registered Affiliation(s):DIMENSIONAL FUND ADVISORS LP
Jennifer Hatcher Beaulieu
Registered Affiliation(s):TRUIST ADVISORY SERVICES, INC.
Kevin Siros
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
William K Hunicke
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Angelia Jenkins
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Chessada Terrell Laney
Registered Affiliation(s):BROOKSTONE CAPITAL MANAGEMENT LLC
Neil Edward Bohlen
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Tonya Lynn Mcmahon
Registered Affiliation(s):JANNEY MONTGOMERY SCOTT LLC
Annette Lavon Patterson
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Kelby William Brown
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Diane L Mannino
Registered Affiliation(s):TRUIST ADVISORY SERVICES, INC.
Krista Kiffmeyer Norman
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Melinda Widuch Snyder
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Benjamin Graham Senn
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Cameron Roy Macconnachie
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
David Boyd Lentz
Registered Affiliation(s):FIRST CITIZENS INVESTOR SERVICES, INC.
William Edward Ferry JR.
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Robert Charles Johnson Jr.
Registered Affiliation(s):FIRST CITIZENS INVESTOR SERVICES, INC.
Byron Dale Luna
Registered Affiliation(s):EDWARD JONES
Christopher B. Kemper
Registered Affiliation(s):CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Anthony Jerome Reid
Registered Affiliation(s):TRUIST ADVISORY SERVICES, INC.
Cathie Clontz
Registered Affiliation(s):TRUIST ADVISORY SERVICES, INC.
Gerard J Nieters
Registered Affiliation(s):PRINCIPAL SECURITIES, INC.
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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