Top Financial Advisors in Charlotte, North Carolina
Finding the right financial advisor in Charlotte is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Charlotte, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Charlotte, NC.
Find the Best Financial Advisor Firms in Charlotte:
INDEPENDENT ADVISOR ALLIANCE, LLC
CRD#: 168267
Address: 11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277
Clients: 20,913
Average Clients per Advisor: 92
AUM: $ 10.1B
BRAGG FINANCIAL ADVISORS INC
CRD#: 108780
Address: 1031 South Caldwell St Suite 200, Charlotte, NC 28203
Clients: 880
Average Clients per Advisor: 62
AUM: $ 2.8B
BILTMORE FAMILY OFFICE, LLC
CRD#: 167174
Address: 500 East Boulevard, Charlotte, NC 28203
Clients: 13
Average Clients per Advisor: 0
AUM: $ 2.3B
COLONY FAMILY OFFICES, LLC
CRD#: 167017
Address: 4250 Congress Street Suite 175, Charlotte, NC 28209
AUM: $ 2.2B
NEW REPUBLIC CAPITAL, LLC
CRD#: 310907
Address: 521 East Morehead Street Suite 100, Charlotte, NC 28202
Clients: 8
Average Clients per Advisor: 0
AUM: $ 1.6B
CAROLINAS WEALTH CONSULTING LLC
CRD#: 300003
Address: 5605 Carnegie Blvd. Suite 400, Charlotte, NC 28209
Clients: 331
Average Clients per Advisor: 18
AUM: $ 1.4B
How We Chose the Top Financial Advisors in Charlotte, North Carolina
To create this list of top financial advisor firms in Charlotte, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Charlotte has to offer.
Search Financial Advisors in Charlotte, North Carolina
Jonathan Edward Brackis
Registered Affiliation(s):MORGAN STANLEY
Juan Luis Sandoval
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Jason Minsky
Registered Affiliation(s):CHARLES SCHWAB & CO., INC.
William Jeffery Crenshaw
Registered Affiliation(s):GALLAGHER FIDUCIARY ADVISORS, LLC
Harry Buchanan Smith
Registered Affiliation(s):ROBERT W. BAIRD & CO. INCORPORATED
Charlene Susan Hall
Registered Affiliation(s):PFS INVESTMENTS INC.
Debra Ann Degenshein
Registered Affiliation(s):CAMPBELL LUTYENS & CO. INC.
Jennifer J Winstel
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Jonathan Phillip Currence
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Brian Roland
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Scott Brian Makowski
Registered Affiliation(s):ALLY INVEST ADVISORS
Eric Scott Williford
Registered Affiliation(s):CETERA ADVISOR NETWORKS LLC
John Michael Jaeger
Registered Affiliation(s):TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
John Burke Balcerzak
Registered Affiliation(s):GRADIENT INVESTMENTS, LLC
Teresa M. Chapman
Registered Affiliation(s):MORGAN STANLEY
Jerathen Levon Tillman
Registered Affiliation(s):LPL FINANCIAL LLC
David Robert Balok
Registered Affiliation(s):LPL FINANCIAL LLC
David K Finby
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Melanie Anne Stone
Registered Affiliation(s):STATE FARM INVESTMENT MANAGEMENT CORP.
John Patrick Ager
Registered Affiliation(s):RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Robert George Biggers
Registered Affiliation(s):MORGAN STANLEY
Joseph M Brooks
Registered Affiliation(s):NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Lisa Mariani Riter
Registered Affiliation(s):VANGUARD ADVISERS, INC.
Lawrence Edward Marin
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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