Top Financial Advisors in Carlsbad, California
Finding the right financial advisor in Carlsbad is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Carlsbad, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Carlsbad, CA.
Find the Best Financial Advisor Firms in Carlsbad:
AXXCESS WEALTH MANAGEMENT, LLC
CRD#: 164081
Address: 6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011
Clients: 3,583
Average Clients per Advisor: 87
AUM: $ 3.4B
CARDIFF PARK ADVISORS
CRD#: 126752
Address: Carlsbad, CA
AUM: $ 2.2B
INTELLIGENCE DRIVEN ADVISERS, LLC
CRD#: 299589
Address: 6128 Innovation Way, Carlsbad, CA 92009
Clients: 663
Average Clients per Advisor: 44
AUM: $ 809M
FINANCIAL FOCUS LLC
CRD#: 282177
Address: 1917 Palomar Oaks Way Suite 130, Carlsbad, CA 92008
Clients: 232
Average Clients per Advisor: 58
AUM: $ 487M
SIMPLYRICH
CRD#: 119311
Address: Carlsbad, CA
Clients: 32
Average Clients per Advisor: 16
AUM: $ 243M
SEASIDE WEALTH MANAGEMENT, INC.
CRD#: 271039
Address: 6154 Innovation Way, Carlsbad, CA 92009
Clients: 166
Average Clients per Advisor: 41
AUM: $ 224M
How We Chose the Top Financial Advisors in Carlsbad, California
To create this list of top financial advisor firms in Carlsbad, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Carlsbad has to offer.
Search Financial Advisors in Carlsbad, California
Lori Lee Hoopingarner
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
James Tanne Hill Schwager
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Stefan Prvanov
Registered Affiliation(s):BLANKINSHIP & FOSTER, LLC
Mary Katherine Dean
Registered Affiliation(s):DEAN ROLAND RUSSELL, LLC
Justin Sr Tipp
Registered Affiliation(s):J.P. MORGAN SECURITIES LLC
Charles Larkin Stanley
Registered Affiliation(s):WORTHPOINTE
Alexis Leon Aldaz
Registered Affiliation(s):EDWARD JONES
Timothy Patrick Kenney
Registered Affiliation(s):SEAWISE FINANCIAL, INC.
Christopher George Muniz
Registered Affiliation(s):CREATIVE PLANNING
Antonio Silva Marques
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Gregory John Roel
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Matthew C Balderston
Registered Affiliation(s):PURE FINANCIAL ADVISORS, LLC
Marc Robert Roland
Registered Affiliation(s):DEAN ROLAND RUSSELL, LLC
Rebekah A Peterson
Registered Affiliation(s):STRATEGIC ADVISERS LLC
Christopher Edward Jaccard
Registered Affiliation(s):FINANCIAL ALTERNATIVES, INC.
Quynh Ngoc Dao
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
David William Rodin
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Tamara Lynn Colon
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Chris Richard Leonhard
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Luke Ervin
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Christopher Gale Pennington
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Egan Kiyoshi Yamamura
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Danny George Michael
Registered Affiliation(s):SATORI WEALTH MANAGEMENT, INC.
Jan Hendrik Pretorius
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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