Top Financial Advisors in Birmingham, Alabama
Finding the right financial advisor in Birmingham is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Birmingham, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Birmingham, AL.
Find the Best Financial Advisor Firms in Birmingham:
ARLINGTON PARTNERS LLC
CRD#: 109335
Address: The John Hand Building 2000 Morris Avenue, Suite 1300, Birmingham, AL 35203
Clients: 22
Average Clients per Advisor: 1
AUM: $ 6.1B
WA ASSET MANAGEMENT, LLC
CRD#: 115332
Address: 600 University Park Place Suite 501, Birmingham, AL 35209
Clients: 1,454
Average Clients per Advisor: 31
AUM: $ 5.8B
STONEGATE INVESTMENT GROUP, LLC
CRD#: 314889
Address: 2005 Stonegate Trail Suite # 101, Birmingham, AL 35242
Clients: 435
Average Clients per Advisor: 39
AUM: $ 4.1B
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708
Address: 2801 Highway 280 South, Birmingham, AL 35223
Clients: 11,701
In Business for: 41 Years
Average Clients per Advisor: 18
AUM: $ 4.0B
Disclosures: 68
SA STONE INVESTMENT ADVISORS INC.
CRD#: 174182
Address: 2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Clients: 6,560
Average Clients per Advisor: 26
AUM: $ 2.5B
THE WELCH GROUP, LLC
CRD#: 111273
Address: 3940 Montclair Rd Fifth Floor, Birmingham, AL 35213
Clients: 686
Average Clients per Advisor: 31
AUM: $ 2.5B
How We Chose the Top Financial Advisors in Birmingham, Alabama
To create this list of top financial advisor firms in Birmingham, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Birmingham has to offer.
Search Financial Advisors in Birmingham, Alabama
James Edward Kline
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Frederic Luther Sjostrom
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Mary Onita Wier
Registered Affiliation(s):NBC SECURITIES, INC.
Jamie Mackinnon Holman
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Lisa Irby Gaddis
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
William Walker Grooms
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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